DFX Intelligence

M•••••• W••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

M•••••• W••••• G••••••

Advisor at L••• A•• R•••••••

HIGHLANDS RANCH, CO

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Search this name across graphsid dfx:ria:4b83a176-ea42-39d2-443b-679b0004e04d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 20, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• A•• R•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• A•• R•••••••	Independent wealth	Sep 2, 2026	n/a	yes	HIGHLANDS RANCH, CO	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Nov 20, 2020	Sep 1, 2026	no	Lone Tree, CO\|Lone Tree, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	L••• A•• R•••••••	Sep 1, 2026	Sep 2, 2026	1	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ L••• A•• R•••••••Registered adviserregistration: current employment
Sep 2, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Nov 20, 2020 to Sep 1, 2026factForm ADV

Dated events

Occurred
Sep 1, 2026
Advisor changed firm
M•••••• W••••• G•••••• left C•••••• S••••• • C••• I••• for L••• A•• R••••••• (registered 2026-09-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b83a176-ea42-39d2-443b-679b0004e04d
First observed: Nov 20, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.