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L••• A•• R•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

L••• A•• R•••••••

L••• A•• R••••••• WEALTH MANAGEMENT, LLC, CRD 328907

HIGHLANDS RANCH, CO

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Search this name across graphsid dfx:ria:cd235ff8-74bf-3e5b-f7cc-491d08297f62

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 5
On other graphs: 0
Observed: Nov 15, 2023 to Sep 4, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $129MItem 5.F on the latest filing (2026-09-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $129M
Private client RAUM: $129MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C•••• T•••••• R•••••••	n/a	HIGHLANDS RANCHv, CO	2	13	2	no
J••••••• L••• G••••••	n/a	HIGHLANDS RANCH, CO	2	20

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R•••••••• C••••• T••••••	MANAGING PARTNER AND PRESIDENT	E	yes	01/2020	Nov 15, 2023	Nov 18, 2024
V••••• P••• J••••• C•••••••••	CHIEF COMPLIANCE OFFICER	Na	yes	10/2023	Nov 15, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L••• • R•••••••• I•••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	2	0	25.0%	1	0	0	11	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$129M	$104M	23.2%	n/a	n/a	18	16	1	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A• W••••• M••••••••• L••	3	Jun 13, 2024	Jan 3, 2025	HIGHLANDS RANCH, CO	Team lift out	RIA to RIA	0.7%

Relationships

Registered with (11)

← M•••••• W••••• G••••••Advisorregistration: current employment
Sep 2, 2026 to presentfactForm ADV
← T••••• M•••••• R•••••••Advisorregistration: current employment
Dec 12, 2025 to presentfactForm ADV
← L••• T••••• G••••••Advisorregistration: current employment
Jan 3, 2025 to presentfactForm ADV
← W•••••• W• M•••••

Dated events

Occurred
May 7, 2026
Advisor changed firm
Timothy Alan Trier left L••• A•• R••••••• for Trunorth Advisors (registered 2026-06-10)
Form ADVobserved 7 days ago
Occurred
Dec 1, 2025
Advisor changed firm
Jason Christopher Vander Pol left L••• A•• R••••••• for Lfg Wealth Partners, Llc (registered 2026-01-08)
Form ADVobserved 7 days ago
Occurred
Jun 13, 2024
Team lift-out
3 advisors left A• W••••• M••••••••• L•• (Highlands Ranch, CO) for L••• A•• R••••••• on the same day
Form ADVobserved 7 days ago
3 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cd235ff8-74bf-3e5b-f7cc-491d08297f62
First observed: Nov 15, 2023
Last observed: Sep 4, 2026 18 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.