DFX Intelligence

J••••• M•••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

J••••• M•••••• W•••••

Advisor at C••••••••• F•••••••• N••••••

WALTHAM, MA | North Reading, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4b8768a4-ae1c-f685-ad87-370f4f986cf3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 15, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Jun 3, 2024	n/a	yes	WALTHAM, MA\|North Reading, MA	Current employment
P•• W•••••	Former SEC adviser	Jan 18, 2022	Jul 10, 2024	no	North Reading, MA\|NORTH READING, MA\|Freedom, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W•••••	C••••••••• F•••••••• N••••••	Jul 10, 2024	Jun 3, 2024	-37	Firm change after gap	RIA to ibd
S••••••••• A•••••• A•••••••• I•••	P•• W•••••	Jan 18, 2022	Jan 18, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
110518:316919:MA:2022-01-18	Jan 18, 2022	Jan 18, 2022	NORTH READING, MA	Firm change
29604:110518:MA:2017-10-27	Oct 27, 2017	Dec 14, 2017	NORTH READING, MA	Firm change

Relationships

Registered with (4)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Jun 3, 2024 to presentfactForm ADV
→ P•• W•••••Registered adviserregistration: previous registration
Jan 18, 2022 to Jul 10, 2024factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 14, 2017 to Jan 18, 2022factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••

Dated events

Occurred
Jul 10, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b8768a4-ae1c-f685-ad87-370f4f986cf3
First observed: May 15, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.