DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• M•••••• W•••••

C••••••••• F•••••••• N••••••national BDWaltham, Ma dual registrantIAPD 5522320

Feed of 09/14/2026

Also filed as Josh W•••••

At current firm

2 y

since Jun 3, 2024

In the industry

15 y

since Sep 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• N•••••• national BD current
since Jun 3, 2024 · Waltham, Ma
P•• W••••• former
Jan 18, 2022 to Jul 10, 2024 · North Reading, Ma
S••••••••• A•••••• A•••••••• I••• former
Dec 14, 2017 to Jan 18, 2022 · North Reading, Ma
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
May 15, 2015 to Oct 27, 2017 · North Reading, Ma

Moves

a registration end followed by a registration begin elsewhere

P•• W••••• to C••••••••• F•••••••• N••••••
left Jul 10, 2024, registered Jun 3, 2024 (-37 days) · RIA to affiliated broker-dealer or bank
S••••••••• A•••••• A•••••••• I••• to P•• W•••••
left Jan 18, 2022, registered Jan 18, 2022 (0 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to S••••••••• A•••••• A•••••••• I•••
left Oct 27, 2017, registered Dec 14, 2017 (48 days) · Other · moved with a team

Signals

J••••• M•••••• W••••• left P•• W••••• for C••••••••• F•••••••• N•••••• (registered 2024-06-03)
Jul 10, 2024 · Advisor changed firm · fact
J••••• M•••••• W••••• left S••••••••• A•••••• A•••••••• I••• for P•• W••••• (registered 2022-01-18)
Jan 18, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address