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RIA / WealthAdvisor21 years in industry

CLAY MICHAEL KAZMIERSKI

Advisor at EXOS WEALTH STRATEGIES, LLC

GILBERT, AZ | SPRING, TX

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Search this name across graphsid dfx:ria:4b8c4a05-6f2e-ad4e-dcb1-9f8d844b4aa7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 13, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EXOS WEALTH STRATEGIES, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 27, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 27, 2005
First registration: May 13, 2005
Dual registered: no
IAPD individual key: 4915131

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EXOS WEALTH STRATEGIES, LLC	State registered	Nov 16, 2023	n/a	yes	SPRING, TX\|GILBERT, AZ	Current employment
CWM, LLC	Bd affiliated wealth	Feb 4, 2019	Nov 2, 2023	no	Scottsdale, AZ\|Scottsdale, AZ\|Gilbert, AZ\|OMAHA, NE\|Gilbert, AZ	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Feb 4, 2019	Aug 8, 2019	no	Gilbert, AZ\|GILBERT, AZ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 22, 2008	Feb 26, 2019	no	GILBERT, AZ\|SAN DIEGO, CA\|SCOTTSDALE, AZ	Previous registration
SCOTTSDALE CAPITAL ADVISORS CORPORATION	State registered	Jan 4, 2007	Nov 17, 2008	no	SCOTTSDALE AZ, AZ\|GLASTONBURY, CT	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 13, 2005	Dec 14, 2006	no	EAST HARTFORD, CT\|Glastonbury, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CWM, LLC	EXOS WEALTH STRATEGIES, LLC	Nov 2, 2023	Nov 16, 2023	14	Firm change	Ibd to state RIA
CETERA ADVISOR NETWORKS LLC	CWM, LLC	Aug 8, 2019	Feb 4, 2019	-185	Firm change after gap	Ibd to RIA
LPL FINANCIAL LLC	CETERA ADVISOR NETWORKS LLC	Feb 26, 2019	Feb 4, 2019	-22	Firm change	RIA to ibd
SCOTTSDALE CAPITAL ADVISORS CORPORATION	LPL FINANCIAL LLC	Nov 17, 2008	Oct 22, 2008	-26	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	SCOTTSDALE CAPITAL ADVISORS CORPORATION	Dec 14, 2006	Jan 4, 2007	21	Firm change	Ibd to state RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:13572:AZ:2019-02-25	Feb 26, 2019	Feb 4, 2019	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (6)

→ EXOS WEALTH STRATEGIES, LLCRegistered adviserregistration: current employment
Nov 16, 2023 to presentfactForm ADV
→ CWM, LLCRegistered adviserregistration: previous registration
Feb 4, 2019 to Nov 2, 2023factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Feb 4, 2019 to Aug 8, 2019factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 22, 2008 to Feb 26, 2019factForm ADV
→ SCOTTSDALE CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Jan 4, 2007 to Nov 17, 2008factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 13, 2005 to Dec 14, 2006factForm ADV

Dated events

Occurred
Nov 2, 2023
Advisor changed firm
Clay Michael Kazmierski left Cwm, Llc for Exos Wealth Strategies, Llc (registered 2023-11-16)
Form ADVobserved 4 days ago