DFX Intelligence

Data Factory

W••••• M••••• Y•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor16 years in industry

W••••• M••••• Y•••••

Advisor at L•••

LOS ANGELES, CA | San Ramon, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4b91ee77-d111-8dd0-8418-5f08cad49b75

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 3, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 27, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Dec 9, 2025	n/a	yes	LOS ANGELES, CA\|San Ramon, CA	Current employment
F••••••••• A•••••••	Former SEC adviser	Sep 6, 2018	Jan 8, 2026	no	Walnut Creek, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• A•••••••	L•••	Jan 8, 2026	Dec 9, 2025	-30	Firm change	RIA to RIA
M•• I•••••••• S•••••••• L••	F••••••••• A•••••••	Sep 11, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
156185:269866:CA:2026-01-08	Jan 8, 2026	Dec 9, 2025	WALNUT CREEK, CA	Firm change

Relationships

Registered with (4)

→ L•••Registered adviserregistration: current employment
Dec 9, 2025 to presentfactForm ADV
→ F••••••••• A•••••••Registered adviserregistration: previous registration
Sep 6, 2018 to Jan 8, 2026factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 21, 2013 to Sep 11, 2018factForm ADV
→ U••• B•••••• A•••••••• L••

Dated events

Occurred
Jan 8, 2026
Advisor changed firm
W••••• M••••• Y••••• left F••••••••• A••••••• for Lido (registered 2025-12-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b91ee77-d111-8dd0-8418-5f08cad49b75
First observed: Oct 3, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.