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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

STEVEN JAMES LANDRUM

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

AUSTIN, TX | Dripping Springs, TX

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Search this name across graphsid dfx:ria:4b965b1a-1bad-4fa0-c93a-6e22ff4385f3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 12, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 5, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 5, 1998
First registration: Jan 12, 2001
Dual registered: yes, broker-dealer
Other names: JAMES LANDRUM
IAPD individual key: 3000335

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jul 2, 2026	n/a	yes	AUSTIN, TX\|Dripping Springs, TX	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 21, 2023	Jul 15, 2026	no	Austin, TX\|Dripping Springs, TX	Previous registration
COMERICA SECURITIES	Former SEC adviser	Aug 5, 2014	Nov 6, 2023	no	AUSTIN, TX	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	May 9, 2011	Aug 8, 2014	no	AUSTIN, TX	Previous registration
COMERICA SECURITIES	Former SEC adviser	Sep 17, 2002	Apr 12, 2011	no	HOUSTON, TX\|AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 12, 2001	Oct 1, 2002	no	PLANO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	RAYMOND JAMES & ASSOCIATES, INC.	Jul 15, 2026	Jul 2, 2026	-13	Firm change	Ibd to ibd
COMERICA SECURITIES	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 6, 2023	Aug 21, 2023	-77	Bulk transfer	RIA to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	COMERICA SECURITIES	Aug 8, 2014	Aug 5, 2014	-3	Firm change	Other
COMERICA SECURITIES	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Apr 12, 2011	May 9, 2011	27	Firm change	Other
UBS FINANCIAL SERVICES INC.	COMERICA SECURITIES	Oct 1, 2002	Sep 17, 2002	-14	Firm change	Other

Relationships

Registered with (5)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Jul 2, 2026 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 21, 2023 to Jul 15, 2026factForm ADV
→ COMERICA SECURITIESRegistered adviserregistration: previous registration
Aug 5, 2014 to Nov 6, 2023factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
May 9, 2011 to Aug 8, 2014factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 12, 2001 to Oct 1, 2002factForm ADV

Dated events

Occurred
Jul 15, 2026
Advisor changed firm
Steven James Landrum left Ameriprise Financial Services, Llc for Raymond James & Associates, Inc. (registered 2026-07-02)
Form ADVobserved 5 days ago