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N•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industrynot currently registered

N•••••• M•••••

Advisor at U••• B•••••• A•••••••• L••

Palm Beach, FL | Orlando, FL

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Search this name across graphsid dfx:ria:4b9e1809-6126-6a57-8ce4-429982556eef

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 24, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••• B•••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U••• B•••••• A•••••••• L••	Bd affiliated wealth	Feb 17, 2026	n/a	yes	Orlando, FL\|Palm Beach, FL	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	Jun 11, 2024	Feb 14, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	U••• B•••••• A•••••••• L••	Feb 14, 2026	Feb 17, 2026	3	Bulk transfer	Ibd to ibd
J••• M••••• S••••••••• L••	U••• B•••••• I••••••••• I•••	Jun 6, 2024

Relationships

Registered with (3)

→ U••• B•••••• A•••••••• L••Registered adviserregistration: current employment
Feb 17, 2026 to presentfactForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Jun 11, 2024 to Feb 14, 2026factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 24, 2018 to Jun 6, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 6, 2024
Advisor changed firm
N•••••• M••••• left J••• M••••• S••••••••• L•• for U••• B•••••• I••••••••• I••• (registered 2024-06-11)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 19, 2026
date not stated
N•••••• M••••• no longer holds an investment adviser registration (last listed at U••• B•••••• A•••••••• L•• on the 2026-09-18 feed)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b9e1809-6126-6a57-8ce4-429982556eef
First observed: Apr 24, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.