DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

N•••••• M•••••

U••• B•••••• A•••••••• L••BD affiliatedPalm Beach, Fl dual registrantIAPD 6168385

Feed of 09/15/2026

Also filed as N•••••• Torres

At current firm

0 y

since Feb 17, 2026

In the industry

11 y

since Oct 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• A•••••••• L•• BD affiliated current
since Feb 17, 2026 · Orlando, Fl
U••• B•••••• I••••••••• I••• former
Jun 11, 2024 to Feb 14, 2026 · Saint Paul, Mn
J••• M••••• S••••••••• L•• wirehouse
Apr 24, 2018 to Jun 6, 2024 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 14, 2026, registered Feb 17, 2026 (3 days) · corporate re-registration, not a move
J••• M••••• S••••••••• L•• to U••• B•••••• I••••••••• I•••
left Jun 6, 2024, registered Jun 11, 2024 (5 days) · Wirehouse to affiliated broker-dealer or bank

Signals

N•••••• M••••• no longer holds an investment adviser registration (last listed at U••• B•••••• A•••••••• L•• on the 2026-09-18 feed)
Sep 18, 2026 · Advisor registration ended · derived
N•••••• M••••• left J••• M••••• S••••••••• L•• for U••• B•••••• I••••••••• I••• (registered 2024-06-11)
Jun 6, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address