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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

ANDREW JUSTIN HESS

Advisor at LPL ENTERPRISE, LLC

MECHANICSBURG, PA | HARRISBURG, PA

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Search this name across graphsid dfx:ria:4ba6337f-cc51-e8eb-0318-8a6e58825127

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 10, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 10, 2011
First registration: Aug 8, 2011
Dual registered: yes, broker-dealer
IAPD individual key: 5911285

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	MECHANICSBURG, PA\|HARRISBURG, PA	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Dec 13, 2019	Nov 14, 2024	no	CAMP HILL, PA\|CAMP HILL, PA\|Camp HIll, PA\|CAMP HILL, PA\|Exton, PA\|Harrisburg, PA\|Mount Joy, PA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 10, 2014	Dec 5, 2019	no	York, PA\|LANCASTER, PA	Previous registration
EDWARD JONES	National bd RIA	Aug 8, 2011	Apr 29, 2014	no	WAYNESBORO, PA\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
AMERIPRISE FINANCIAL SERVICES, LLC	PRUCO SECURITIES, LLC	Dec 5, 2019	Dec 13, 2019	8	Firm change	Ibd to ibd
EDWARD JONES	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 29, 2014	Jun 10, 2014	42	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Dec 13, 2019 to Nov 14, 2024factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 10, 2014 to Dec 5, 2019factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 8, 2011 to Apr 29, 2014factForm ADV

Dated events

No dated event names this entity yet.