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D••••• P•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

D••••• P•••••• M••••••

Advisor at C••••••••• I••••••••• A•••••••• L••

Bradenton, FL | TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4bae52b5-9b5d-1cca-f8c4-fa140c99ffb6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 14, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 12, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• I••••••••• A•••••••• L••	Independent wealth	May 16, 2023	n/a	yes	TAMPA, FL\|Bradenton, FL	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Nov 19, 2019	May 22, 2023	no	ST. PETERSBURG, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C••••••••• I••••••••• A•••••••• L••	May 22, 2023	May 16, 2023	-6	Bulk transfer	Ibd to RIA
W•••• F•••• A•••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Nov 6, 2019	Nov 19, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:149018:FL:2019-11-06	Nov 6, 2019	Nov 19, 2019	SARASOTA, FL	Firm change

Relationships

Registered with (5)

→ C••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
May 16, 2023 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Nov 19, 2019 to May 22, 2023factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 14, 2010 to Nov 6, 2019factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4bae52b5-9b5d-1cca-f8c4-fa140c99ffb6
First observed: Oct 14, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.