D••••• P•••••• M••••••

• C••••••••• I••••••••• A•••••••• L•• independent RIA current
  since May 16, 2023 · Tampa, Fl
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Nov 19, 2019 to May 22, 2023 · St. Petersburg, Fl
• W•••• F•••• A••••••• wirehouse
  May 14, 2010 to Nov 6, 2019 · Clearwater, Fl
• U•• F•••••••• S••••••• I••• wirehouse
  Oct 31, 2005 to May 21, 2010 · St. Petersburg, Fl
• L••• M•••• W••• W•••••• I••••••••• unclassified
  Oct 14, 2004 to Nov 4, 2005 · Sarasota, Fl

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••••••• I••••••••• A•••••••• L••
  left May 22, 2023, registered May 16, 2023 (-6 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Nov 6, 2019, registered Nov 19, 2019 (13 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
  left May 21, 2010, registered May 14, 2010 (-7 days) · Wirehouse to wirehouse
• L••• M•••• W••• W•••••• I••••••••• to U•• F•••••••• S••••••• I•••
  left Nov 4, 2005, registered Oct 31, 2005 (-4 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address