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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

MIDWOOD CAPITAL MANAGEMENT LLC

CRD 164302

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4bb48282-70fd-18bf-3862-86fb4217c09c

Data as of Mar 23, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 22, 2013 to Mar 23, 2020
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $28.4MItem 5.F on the latest filing (2020-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $28.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $28.4Mgross asset value as reported per fund; never fund size
SEC number: 801-78736
CRD: 164302
Filings on the tape: 14
First filed: Oct 22, 2013
Latest filed: Mar 23, 2020
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MIDWOOD CAPITAL PARTNERS MASTER FUND, LP	Hedge Fund	$93.5M	Mar 30, 2016	66	Mar 31, 2015	dropped	021-235391
MIDWOOD CAPITAL PARTNERS, LP	Hedge Fund	$28.4M	Mar 23, 2020	20	May 23, 2012	reported	021-61113
MIDWOOD CAPITAL PARTNERS OFFSHORE FUND, LTD.	Hedge Fund	$4.8M	Mar 31, 2015	1	Mar 31, 2015	dropped	021-235391

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COHEN, DAVID, ERIC	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	yes	01/2003	Oct 22, 2013	Mar 23, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MIDWOOD CAPITAL ASSOCIATES LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 23, 2020	$28.4M	$28.4M	2	2	0	1	$28.4M
2018	Mar 27, 2019	$86.3M	$86.3M	2	2	1	1	$46.7M
2017	Mar 29, 2018	$78.0M	$78.0M	2	2	0	1	$34.7M
2016	Mar 29, 2017	$70.8M	$70.8M	2	2	n/a	1	$32.2M
2015	Mar 30, 2016	$133M	$133M	6	4	n/a	1	$93.5M
2014	Mar 31, 2015	$149M	$149M	6	4	n/a	3	$128M
2013	Mar 28, 2014	$145M	$145M	5	3	n/a	1	$114M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$28.4M	$86.3M	-67.1%	$70.8M	-26.3%	2	2	0	1

Relationships

Advises (3)

→ MIDWOOD CAPITAL PARTNERS, LPPrivate fundHedge Fund, IA
May 23, 2012 to presentfactForm ADV
→ MIDWOOD CAPITAL PARTNERS MASTER FUND, LPPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2015 to Mar 30, 2016factForm ADV
→ MIDWOOD CAPITAL PARTNERS OFFSHORE FUND, LTD.Private fundHedge Fund, IA, no longer reported
Mar 31, 2015 to Mar 31, 2015factForm ADV

Controls (1)

← COHEN, DAVID, ERICOwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Oct 22, 2013 to presentfactForm ADV

Affiliated with (2)

← BALTER CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser
factForm ADV
← BALTER LIQUID ALTERNATIVES, LLCRegistered adviserother investment adviser
factForm ADV

Dated events

Occurred
Jul 26, 2019
Control person left
Ross Bradley Balter (Managing Member/Chief Executive Officer) no longer on Schedule A of Midwood Capital Management Llc (listed 2019-03-27, absent 2019-07-26)
Form ADVobserved 4 days ago
Occurred
Oct 22, 2013
First Form ADV filing
Midwood Capital Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4bb48282-70fd-18bf-3862-86fb4217c09c
First observed: Oct 22, 2013
Last observed: Mar 23, 2020 79 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MIDWOOD CAPITAL MANAGEMENT LLC

CRD 164302

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4bb48282-70fd-18bf-3862-86fb4217c09c

Data as of Mar 23, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MIDWOOD CAPITAL PARTNERS MASTER FUND, LP

Hedge Fund

$93.5M

Mar 30, 2016

Mar 31, 2015

dropped

021-235391

MIDWOOD CAPITAL PARTNERS, LP

Hedge Fund

$28.4M

Mar 23, 2020

May 23, 2012

reported

021-61113

MIDWOOD CAPITAL PARTNERS OFFSHORE FUND, LTD.

Hedge Fund

$4.8M

Mar 31, 2015

dropped

021-235391

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COHEN, DAVID, ERIC

MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

yes

01/2003

Oct 22, 2013

Mar 23, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MIDWOOD CAPITAL ASSOCIATES LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 23, 2020

$28.4M

2018

Mar 27, 2019

$86.3M

$46.7M

2017

Mar 29, 2018

$78.0M

$34.7M

2016

Mar 29, 2017

$70.8M

n/a

$32.2M

2015

Mar 30, 2016

$133M

n/a

$93.5M

2014

Mar 31, 2015

$149M

n/a

$128M

2013

Mar 28, 2014

$145M

n/a

$114M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$28.4M

$86.3M

-67.1%

$70.8M

-26.3%