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Advisor at BROOKSTONE CAPITAL MANAGEMENT LLC
WHEATON, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BROOKSTONE CAPITAL MANAGEMENT LLC | Independent wealth | Apr 7, 2026 | n/a | yes | WHEATON, IL | Current employment |
| ASSETMARK, INC. | Bd affiliated wealth | Jun 21, 2022 | Sep 25, 2024 | no | Chicago, IL|CONCORD, CA | Previous registration |
| ASTOR INVESTMENT MANAGEMENT LLC | Former SEC adviser | Oct 13, 2015 | Feb 16, 2021 | no | CHICAGO, IL | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Oct 30, 2000 | Mar 9, 2005 | no | EVANSTON, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ASSETMARK, INC. | BROOKSTONE CAPITAL MANAGEMENT LLC | Sep 25, 2024 | Apr 7, 2026 | 559 | Firm change after gap | Ibd to RIA |
| ASTOR INVESTMENT MANAGEMENT LLC | ASSETMARK, INC. | Feb 16, 2021 | Jun 21, 2022 | 490 | Firm change after gap | RIA to ibd |
| BANC ONE SECURITIES CORPORATION | ASTOR INVESTMENT MANAGEMENT LLC | Mar 9, 2005 | Oct 13, 2015 | 3,870 | Firm change after gap | Other |