DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
LEXINGTON, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 30, 2023 | n/a | yes | LEXINGTON, KY | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Aug 18, 2017 | Jun 1, 2023 | no | LEXINGTON, KY | Previous registration |
| AMERITAS ADVISORY SERVICES | Former SEC adviser | Dec 6, 2012 | Sep 15, 2017 | no | LEXINGTON, KY|Nicholasville, KY|LINCOLN, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | LPL FINANCIAL LLC | Jun 1, 2023 | May 30, 2023 | -2 | Firm change | Ibd to ibd |
| AMERITAS ADVISORY SERVICES | OSAIC WEALTH, INC. | Sep 15, 2017 | Aug 18, 2017 | -28 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:6413:KY:2023-06-01 | Jun 1, 2023 | May 30, 2023 | LEXINGTON, KY | Firm change |
| 14869:23131:NE:2017-09-15 | Sep 15, 2017 | Aug 18, 2017 | LINCOLN, NE | Firm change |