DFX Intelligence

H••••• W•••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

H••••• W•••••• I•••

CRD 145570

EDMOND, OK

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Data as of Feb 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 7
On other graphs: 0
Observed: Feb 8, 2012 to Feb 20, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $221M••• Locked
Discretionary RAUM: $221M
Private client RAUM: $221Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $110Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• W•••••	Certified Financial Planner	EDMOND, OK	18	24	1	no
T••••••• J••• H•••••	Certified Financial Planner	EDMOND, OK	18	27	1

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••• T•••••••• J•••	President	E	yes	10/2007	Feb 8, 2012	Apr 16, 2024
W•••••• M••••••	CHIEF COMPLIANCE OFFICER	Na	yes	04/2023	Feb 8, 2012	Apr 16, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$221M	$185M	18.9%	$131M	18.9%	6	6	0	0

Relationships

Registered with (2)

← T••••••• J••• H•••••Advisorregistration: current employment
Nov 15, 2007 to presentfactForm ADV
← M•••••• W•••••Advisorregistration: current employment
Nov 15, 2007 to presentfactForm ADV

Controls (2)

← W•••••• M••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 8, 2012 to Apr 16, 2024factForm ADV
← H•••••• T•••••••• J•••

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
20 Feb 2026
Ria principal change
••• Locked
Form ADV
Occurred
12 Apr 2023
Control person left
••• Locked
Form ADV
Occurred
12 Apr 2023
Control person joined
••• Locked
Form ADV
Occurred
19 Nov 2021
Control person left
••• Locked
Form ADV
Occurred
19 Nov 2021
Control person joined
••• Locked
Form ADV

Show 1 bookkeeping event

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 8, 2012
Last observed: Feb 20, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.