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Advisor at HUGHES WARREN, INC.
EDMOND, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HUGHES WARREN, INC. | Independent wealth | Nov 15, 2007 | n/a | yes | EDMOND, OK | Current employment |
| RETIREMENT INVESTMENT ADVISORS INC | Independent wealth | Aug 27, 2002 | Dec 5, 2007 | no | OKLAHOMA CITY, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RETIREMENT INVESTMENT ADVISORS INC | HUGHES WARREN, INC. | Dec 5, 2007 | Nov 15, 2007 | -20 | Firm change | Other |