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Advisor at SAPERSTON LEGACY ADVISORS, INC.
HAMBURG, NY | Sarasota, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SAPERSTON LEGACY ADVISORS, INC. | Independent wealth | Aug 13, 2021 | n/a | yes | HAMBURG, NY|Sarasota, FL | Current employment |
| BRIGHTON SECURITIES CORP. | Independent wealth | Nov 1, 2018 | Dec 31, 2025 | no | ROCHESTER, NY|ROCHESTER, NY|Hamburg, NY|Sarasota, FL | Previous registration |
| SAPERSTON ASSET MANAGEMENT, INC. | Former SEC adviser | Oct 8, 2013 | Nov 14, 2018 | no | HAMBURG, NY|HAMBURG, NY|SARASOTA, FL|HAMBURG, NY | Previous registration |
| SAPERSTON LEGACY ADVISORS, INC. | Independent wealth | Jan 3, 1994 | Nov 21, 2018 | no | HAMBURG, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BRIGHTON SECURITIES CORP. | SAPERSTON LEGACY ADVISORS, INC. | Dec 31, 2025 | Aug 13, 2021 | -1,601 | Firm change after gap | RIA to RIA |
| SAPERSTON LEGACY ADVISORS, INC. | SAPERSTON ASSET MANAGEMENT, INC. | Nov 21, 2018 | Oct 8, 2013 | -1,870 | Firm change after gap | Other |
| SAPERSTON ASSET MANAGEMENT, INC. | BRIGHTON SECURITIES CORP. | Nov 14, 2018 | Nov 1, 2018 | -13 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3875:105849:FL:2025-12-31 | Dec 31, 2025 | Aug 13, 2021 | SARASOTA, FL | Firm change after gap |