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Advisor at MODERN WEALTH MANAGEMENT, LLC
Rochester, NY | KANSAS CITY, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MODERN WEALTH MANAGEMENT, LLC | Independent wealth | Feb 29, 2024 | n/a | yes | KANSAS CITY, MO|Rochester, NY | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 2, 2024 | Mar 13, 2024 | no | ROCHESTER, NY | Previous registration |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 2, 2021 | Feb 4, 2022 | no | PITTSFORD, NY|PLYMOUTH, MN | Previous registration |
| QCI ASSET MANAGEMENT INC | Former SEC adviser | Aug 20, 2021 | Nov 29, 2021 | no | PITTSFORD, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | MODERN WEALTH MANAGEMENT, LLC | Mar 13, 2024 | Feb 29, 2024 | -13 | Firm change | Ibd to RIA |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | LPL FINANCIAL LLC | Feb 4, 2022 | Jan 2, 2024 | 697 | Firm change after gap | Ibd to ibd |
| QCI ASSET MANAGEMENT INC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Nov 29, 2021 | Nov 2, 2021 | -27 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:324624:NY:2024-03-13 | Mar 13, 2024 | Feb 29, 2024 | ROCHESTER, NY | Firm change |
| 110324:116407:NY:2021-11-29 | Nov 29, 2021 | Nov 2, 2021 | PITTSFORD, NY | Firm change |