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Advisor at WELLS FARGO ADVISORS
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 20, 2019 | n/a | yes | DALLAS, TX | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 31, 2011 | Feb 26, 2019 | no | DALLAS, TX|PLANO, TX|DALLAS, TX|Dallas, TX | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Nov 7, 2008 | Jun 13, 2011 | no | DALLAS, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 5, 2004 | Nov 11, 2008 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Feb 26, 2019 | Feb 20, 2019 | -6 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | UBS FINANCIAL SERVICES INC. | Jun 13, 2011 | May 31, 2011 | -13 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Nov 11, 2008 | Nov 7, 2008 | -4 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:19616:TX:2019-02-26 | Feb 26, 2019 | Feb 20, 2019 | DALLAS, TX | Firm change |