DFX Intelligence

A•••••• M•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

A•••••• M•••• B•••••

Advisor at G•••••••• F•••••••• A•••••••• L••

Rolling Meadows, IL

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Search this name across graphsid dfx:ria:4bdc41bb-b041-59df-80d2-5328bb6427b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 5, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••••• F•••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••••• F•••••••• A•••••••• L••	Institutional manager	Apr 15, 2022	n/a	yes	Rolling Meadows, IL	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 3, 2017	Mar 31, 2022	no	CHICAGO, IL\|AUSTIN, TX\|Rolling Meadows, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	G•••••••• F•••••••• A•••••••• L••	Mar 31, 2022	Apr 15, 2022	15	Bulk transfer	Other
U•• F•••••••• S••••••• I•••	K••••• A••••••• S•••••••• L••	Mar 21, 2017	Apr 3, 2017

Relationships

Registered with (3)

→ G•••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 15, 2022 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 3, 2017 to Mar 31, 2022factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Nov 5, 2011 to Mar 21, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4bdc41bb-b041-59df-80d2-5328bb6427b9
First observed: Nov 5, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.