RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• M•••• B•••••
- G•••••••• F•••••••• A•••••••• L•• institutional currentsince Apr 15, 2022 · Rolling Meadows, Il
- K••••• A••••••• S•••••••• L•• BD affiliatedApr 3, 2017 to Mar 31, 2022 · Chicago, Il
- U•• F•••••••• S••••••• I••• wirehouseNov 5, 2011 to Mar 21, 2017 · Northbrook, Il
- K••••• A••••••• S•••••••• L•• to G•••••••• F•••••••• A•••••••• L••left Mar 31, 2022, registered Apr 15, 2022 (15 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to K••••• A••••••• S•••••••• L••left Mar 21, 2017, registered Apr 3, 2017 (13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address