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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CLEARROCK CAPITAL LLC

CRD 144480

KETCHUM, ID

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4be10613-45bb-ae3a-33f0-d52d9ff4f4fc

Data as of Jul 20, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 1
On other graphs: 1
Observed: Feb 21, 2012 to Jul 20, 2020
29 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Clearrock Capital LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $553MItem 5.F on the latest filing (2020-07-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $552M
Private client RAUM: $511MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 8
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 825
Individual clients: 148
High net worth clients: 115
Custody, client assets: $0
SEC number: 801-68164
CRD: 144480
Filings on the tape: 29
First filed: Feb 21, 2012
Latest filed: Jul 20, 2020
Organised: Limited Liability Partnership, Idaho

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ESHMAN, MARK, LAWRENCE	CHAIRMAN/MANAGING MEMBER	Na	yes	06/2007	Feb 21, 2012	Jul 20, 2020
EVERITT, JAMES, RAYMOND	PRESIDENT/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER	Na	yes	06/2007	Feb 21, 2012	Jul 20, 2020
MERCER GLOBAL ADVISORS INC.	PARENT COMPANY	E	yes	06/2020	Jul 20, 2020	Jul 20, 2020

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN FRANCISCO	CA	United States	4	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 5, 2020	$553M	$552M	10	8	2	n/a	n/a
2018	Mar 4, 2019	$443M	$441M	9	7	2	n/a	n/a
2017	Feb 28, 2018	$456M	$454M	9	7	2	n/a	n/a
2016	Feb 22, 2017	$367M	$366M	10	7	n/a	n/a	n/a
2015	Mar 3, 2016	$333M	$333M	10	7	n/a	n/a	n/a
2014	Mar 4, 2015	$319M	$319M	10	7	n/a	n/a	n/a
2013	Feb 21, 2014	$317M	$317M	8	7	n/a	n/a	n/a
2012	Mar 8, 2013	$314M	$314M	8	8	n/a	n/a	n/a
2011	Feb 21, 2012	$275M	$235M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$553M	$443M	25.1%	$367M	14.7%	10	9	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MERCER GLOBAL ADVISORS INC.	5	Dec 31, 2020	Jul 23, 2021	KETCHUM, ID	Firm absorbed	RIA to RIA	83.3%

Relationships

Controls (3)

← ESHMAN, MARK, LAWRENCEOwnerCHAIRMAN/MANAGING MEMBER, ownership code NA, individual
Feb 21, 2012 to presentfactForm ADV
← MERCER GLOBAL ADVISORS INC.OwnerPARENT COMPANY, ownership code E, domestic entity
Jul 20, 2020 to presentfactForm ADV
← EVERITT, JAMES, RAYMONDOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER, ownership code NA, individual
Feb 21, 2012 to presentfactForm ADV

Moved with (1)

→ MERCER GLOBAL ADVISORS INC.Registered adviser5 advisors, firm absorbed, same day
Dec 31, 2020 to Jul 23, 2021factForm ADV

Registered with (8)

← MARK LAWRENCE ESHMANAdvisorregistration: previous registration
Mar 26, 2008 to Dec 31, 2020factForm ADV
← JAMES RAYMOND EVERITTAdvisorregistration: previous registration
Mar 25, 2008 to Dec 31, 2020factForm ADV
← RENEE SUE FALTINGSAdvisorregistration: previous registration
May 4, 2009 to Dec 31, 2020factForm ADV
← JOHN L GILLIGANAdvisorregistration: previous registration
Oct 8, 2008 to Dec 31, 2020factForm ADV
← MAUNSEL MCDONALD HICKEYAdvisorregistration: previous registration
Apr 29, 2019 to Dec 31, 2020factForm ADV
← HENRY LUCE HAGENBUCHAdvisorregistration: previous registration
Jan 31, 2018 to Dec 31, 2020factForm ADV
← CHRISTIAN JOSEPH ANTONAdvisorregistration: previous registration
Feb 5, 2010 to Nov 19, 2020factForm ADV
← CATHERINE CURTISAdvisorregistration: previous registration
Aug 21, 2012 to Jul 22, 2013factForm ADV

Dated events

Occurred
Mar 5, 2020
Regulatory AUM changed
Clearrock Capital Llc reported RAUM $553.5M, up 25% from $442.6M (2019-03-04 to 2020-03-05)
Form ADVobserved 5 days ago
$111M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4be10613-45bb-ae3a-33f0-d52d9ff4f4fc
First observed: Feb 21, 2012
Last observed: Jul 20, 2020 75 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CLEARROCK CAPITAL LLC

CRD 144480

KETCHUM, ID

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4be10613-45bb-ae3a-33f0-d52d9ff4f4fc

Data as of Jul 20, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:59 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ESHMAN, MARK, LAWRENCE

CHAIRMAN/MANAGING MEMBER

yes

06/2007

Feb 21, 2012

Jul 20, 2020

EVERITT, JAMES, RAYMOND

PRESIDENT/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER

yes

06/2007

Feb 21, 2012

Jul 20, 2020

MERCER GLOBAL ADVISORS INC.

PARENT COMPANY

yes

06/2020

Jul 20, 2020

City

State

Country

Employees

Also broker-dealer

SAN FRANCISCO

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 5, 2020

$553M

$552M

n/a

2018

Mar 4, 2019

$443M

$441M

n/a

2017

Feb 28, 2018

$456M

$454M

n/a

2016

Feb 22, 2017

$367M

$366M

n/a

2015

Mar 3, 2016

$333M

n/a

2014

Mar 4, 2015

$319M

n/a

2013

Feb 21, 2014

$317M

n/a

2012

Mar 8, 2013

$314M

n/a

2011

Feb 21, 2012

$275M

$235M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$553M

$443M

25.1%

$367M

14.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MERCER GLOBAL ADVISORS INC.

Dec 31, 2020

Jul 23, 2021

KETCHUM, ID

Firm absorbed

RIA to RIA

83.3%