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Advisor at AMERICAN CAPITAL ADVISORY, LLC
KETCHUM, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERICAN CAPITAL ADVISORY, LLC | Independent wealth | Jun 7, 2022 | n/a | yes | KETCHUM, ID | Current employment |
| CLEARROCK CAPITAL LLC | Former SEC adviser | May 4, 2009 | Dec 31, 2020 | no | KETCHUM, ID | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 8, 2001 | May 5, 2009 | no | BEND, OR|BEND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CLEARROCK CAPITAL LLC | AMERICAN CAPITAL ADVISORY, LLC | Dec 31, 2020 | Jun 7, 2022 | 523 | Firm change after gap | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CLEARROCK CAPITAL LLC | May 5, 2009 | May 4, 2009 | -1 | Firm change | Other |