This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RBC CAPITAL MARKETS, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 1, 2000earliest registration or exam on IAPD

Years in industry

25derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

3

Designations

Chartered Financial Consultant

Exams

S66

First exam

Aug 21, 2001

First registration

Aug 27, 2001

Dual registered

yes, broker-dealer

Other names

KATIE L CAMPBELL

IAPD individual key

4403062

• Occurred

  Oct 25, 2022
  Advisor changed firm

  Katie L Meloan left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Rbc Capital Markets, Llc (registered 2022-10-20)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4be259f1-fde9-d169-18d9-fe45fa218bb5

First observed

Aug 27, 2001

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.