This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

INTENTIONAL WEALTH STRATEGIES

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 26, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

5

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S65|S63

First exam

Mar 26, 2013

First registration

Mar 27, 2013

Dual registered

no

Other names

RICHARD CARROLL|RICH CARROLL

IAPD individual key

5548162

• Occurred

  Dec 1, 2023
  Advisor changed firm

  Richard Lehmann Carroll left Intentional Wealth Strategies for Intentional Wealth Strategies (registered 2023-09-29)

  Form ADVobserved 5 days ago
• Occurred

  Oct 3, 2023
  Advisor changed firm

  Richard Lehmann Carroll left Raymond James Financial Services Advisors, Inc for Intentional Wealth Strategies (registered 2020-08-07)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4bef30a9-6263-1590-773e-2a6aa9f2ab3b

First observed

Mar 27, 2013

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.