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Advisor at NADLER FINANCIAL GROUP, INC.
DEERFIELD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NADLER FINANCIAL GROUP, INC. | Independent wealth | Nov 12, 2025 | n/a | yes | DEERFIELD, IL | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jul 14, 2022 | Oct 7, 2025 | no | Northbrook, IL|Northbrook, IL|WESTLAKE, TX | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Feb 28, 2022 | May 25, 2022 | no | LA CROSSE, WI|La Crosse, WI|WAUWATOSA, WI|La Crosse, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | NADLER FINANCIAL GROUP, INC. | Oct 7, 2025 | Nov 12, 2025 | 36 | Firm change | Ibd to RIA |
| PRINCIPAL SECURITIES, INC. | CHARLES SCHWAB & CO., INC. | May 25, 2022 | Jul 14, 2022 | 50 | Firm change | Ibd to ibd |