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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

NADLER FINANCIAL GROUP, INC.

CRD 122617

DEERFIELD, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e7e0bd60-4ccc-8ec5-2144-813083f6fda7

Data as of Aug 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 34
Dated events: 4
On other graphs: 0
Observed: Feb 10, 2012 to Aug 31, 2026
41 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=17.0
Regulatory AUM: $2.2BItem 5.F on the latest filing (2026-08-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.2B
Private client RAUM: $2.0BderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 16
RAUM per advisor: $137Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 28
Advisory employees: 18
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 3,212
Individual clients: 589
High net worth clients: 437
Custody, client assets: $757M
SEC number: 801-61462
CIK: 1541787
CRD: 122617
Filings on the tape: 41
First filed: Feb 10, 2012
Latest filed: Aug 31, 2026
Organised: Corporation, IL
Website: nadlerfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL AARON NADLER	Certified Financial Planner\|Personal Financial Specialist	DEERFIELD, IL	28	32	1	yes
KATIE MARIE KRASE	n/a	DEERFIELD, IL	15	21	n/a	yes
REBECCA SARAH RAFF	Certified Financial Planner	DEERFIELD, IL	14	14	n/a	yes
DAVID KAIFEL ROSENBERG	n/a	DEERFIELD, IL \| LOS ANGELES, CA	13	14	n/a	yes
PHILIP BERNARD SLOAN	Certified Financial Planner\|Chartered Financial Consultant\|Personal Financial Specialist	DEERFIELD, IL	8	18	n/a	yes
Gregory William Foss	n/a	DEERFIELD, IL	7	14	n/a	yes
Cynthia Louise Schulze	n/a	DEERFIELD, IL	4	24	n/a	yes
Alan Robert Chambers	n/a	DEERFIELD, IL	4	17	n/a	yes
Eric James Miller	Certified Financial Planner	DEERFIELD, IL	3	27	1	yes
William Paul Clark	Certified Financial Planner	DEERFIELD, IL	3	12	2	yes
TIMOTHY HERBERT HATTENDORF	n/a	DEERFIELD, IL	2	13	n/a	yes
Ari Max Nadler	n/a	DEERFIELD, IL	2	12	n/a	no
Nancy Jane Fehrenbach	Certified Financial Planner\|Chartered Financial Analyst	DEERFIELD, IL	1	29	2	yes
Kimberly Tsarpalas Stacy	n/a	DEERFIELD, IL	1	13	n/a	yes
Zachary John Zewiske	Certified Financial Planner	DEERFIELD, IL	0	10	2	yes
Samuel Michael Velblum	n/a	DEERFIELD, IL	0	11	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
NADLER, MICHAEL, AARON	OWNER / PRESIDENT / CHIEF COMPLIANCE OFFICER	E	yes	01/2000	Aug 31, 2026	Aug 31, 2026
DI GIULIO, MARGARET, SUZANNE	SHAREHOLDER AND CHIEF OPERATING OFFICER	Na	no	01/2024	Aug 31, 2026	Aug 31, 2026
Foss, Gregory, William	DIRECTOR OF RETIREMENT PLAN SERVICES AND SHAREHOLDER	Na	no	01/2025	Aug 31, 2026	Aug 31, 2026
KRASE, KATIE, MARIE	DIRECTOR OF COMPLIANCE AND SHAREHOLDER	Na	no	07/2021	Aug 31, 2026	Aug 31, 2026
RAFF, REBECCA, SARAH	MANAGING DIRECTOR AND SHAREHOLDER	Na	no	07/2021	Aug 31, 2026	Aug 31, 2026
ROSENBERG, DAVID, KAIFEL	CO-CHIEF INVESTMENT OFFICER AND SHAREHOLDER MANAGER	Na	no	07/2021	Aug 31, 2026	Aug 31, 2026
DUTILE, DANIEL, JAMES	SHAREHOLDER AND SENIOR WEALTH MANAGER	Na	no	01/2024	Feb 26, 2024	May 15, 2024
SLOAN, PHILIP, BERNARD	SHAREHOLDER AND SENIOR WEALTH MANAGER	Na	no	01/2024	Feb 26, 2024	May 15, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 10, 2026	$2.2B	$2.2B	28	18	1	n/a	n/a
2024	Feb 22, 2025	$1.9B	$1.9B	25	16	1	n/a	n/a
2023	Feb 26, 2024	$1.6B	$1.6B	20	13	1	n/a	n/a
2022	Feb 25, 2023	$1.3B	$1.3B	18	12	0	n/a	n/a
2021	Mar 16, 2022	$1.4B	$1.4B	18	10	0	n/a	n/a
2020	Mar 10, 2021	$1.2B	$1.2B	18	10	0	n/a	n/a
2019	Mar 10, 2020	$1.0B	$1.0B	19	11	0	n/a	n/a
2018	Mar 12, 2019	$749M	$749M	15	10	0	n/a	n/a
2017	Feb 27, 2018	$738M	$738M	13	8	0	n/a	n/a
2016	Feb 3, 2017	$618M	$618M	14	7	n/a	n/a	n/a
2015	Feb 9, 2016	$550M	$550M	15	7	n/a	n/a	n/a
2014	Feb 6, 2015	$502M	$502M	10	6	n/a	n/a	n/a
2013	Mar 20, 2014	$438M	$431M	9	6	n/a	n/a	n/a
2012	Feb 6, 2013	$377M	$358M	8	5	n/a	n/a	n/a
2011	Feb 10, 2012	$373M	$309M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	3	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.2B	$1.9B	13.9%	$1.3B	18.4%	28	25	1	1

Relationships

Registered with (27)

← Samuel Michael VelblumAdvisorregistration: current employment
Jun 26, 2026 to presentfactForm ADV
← Zachary John ZewiskeAdvisorregistration: current employment
Nov 12, 2025 to presentfactForm ADV
← Kimberly Tsarpalas StacyAdvisorregistration: current employment
Jun 30, 2025 to presentfactForm ADV
← Nancy Jane FehrenbachAdvisorregistration: current employment
Jun 20, 2025 to presentfactForm ADV
← Ari Max NadlerAdvisorregistration: current employment
Aug 12, 2024 to presentfactForm ADV
← TIMOTHY HERBERT HATTENDORFAdvisorregistration: current employment
May 31, 2024 to presentfactForm ADV
← William Paul ClarkAdvisorregistration: current employment
Mar 2, 2023 to presentfactForm ADV
← Eric James MillerAdvisorregistration: current employment
Feb 21, 2023 to presentfactForm ADV
← Alan Robert ChambersAdvisorregistration: current employment
Mar 30, 2022 to presentfactForm ADV
← Cynthia Louise SchulzeAdvisorregistration: current employment
Mar 3, 2022 to presentfactForm ADV
← Gregory William FossAdvisorregistration: current employment
Jun 13, 2019 to presentfactForm ADV
← PHILIP BERNARD SLOANAdvisorregistration: current employment
Jan 8, 2018 to presentfactForm ADV
← DAVID KAIFEL ROSENBERGAdvisorregistration: current employment
Jan 2, 2013 to presentfactForm ADV
← REBECCA SARAH RAFFAdvisorregistration: current employment
Jan 30, 2012 to presentfactForm ADV
← KATIE MARIE KRASEAdvisorregistration: current employment
Jun 27, 2011 to presentfactForm ADV
← MICHAEL AARON NADLERAdvisorregistration: current employment
Aug 12, 1998 to presentfactForm ADV
← Joshua WaltersAdvisorregistration: previous registration
Oct 3, 2024 to Apr 15, 2025factForm ADV
← Lauren Ashleigh RosbergAdvisorregistration: previous registration
Sep 5, 2019 to Jan 10, 2023factForm ADV
← RICHERT JOHN HARTAdvisorregistration: previous registration
Sep 3, 2020 to Oct 3, 2022factForm ADV
← Caroline Murphy FriedrichAdvisorregistration: previous registration
Dec 4, 2019 to Oct 29, 2021factForm ADV
← ROSS DAVID COHENAdvisorregistration: previous registration
Jan 6, 2017 to Nov 23, 2020factForm ADV
← CARYN ELIZABETH FIELDSAdvisorregistration: previous registration
Jan 23, 2020 to Sep 17, 2020factForm ADV
← Jeffrey Lynn StanichAdvisorregistration: previous registration
Dec 2, 2019 to Jan 2, 2020factForm ADV
← Achim von BodmanAdvisorregistration: previous registration
Jan 19, 2017 to Jun 24, 2019factForm ADV
← Herman TkachAdvisorregistration: previous registration
Jun 21, 2016 to Nov 3, 2016factForm ADV
← JAMES G. PONTIOUSAdvisorregistration: previous registration
Mar 4, 2011 to Dec 5, 2011factForm ADV
← COREY DANIEL SCHAULAdvisorregistration: previous registration
Jan 30, 2009 to Sep 27, 2011factForm ADV

Controls (1)

← NADLER, MICHAEL, AARONOwnerOWNER / PRESIDENT / CHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 10, 2012 to May 15, 2024factForm ADV

Owns (6)

← KRASE, KATIE, MARIEOwnerSHAREHOLDER, ownership code NA, individual
Mar 16, 2022 to May 15, 2024factForm ADV
← ROSENBERG, DAVID, KAIFELOwnerCO-CHIEF INVESTMENT OFFICER AND SHAREHOLDER, ownership code NA, individual
Mar 16, 2022 to May 15, 2024factForm ADV
← RAFF, REBECCA, SARAHOwnerSHAREHOLDER, ownership code NA, individual
Mar 16, 2022 to May 15, 2024factForm ADV
← DUTILE, DANIEL, JAMESOwnerSHAREHOLDER AND SENIOR WEALTH MANAGER, ownership code NA, individual
Feb 26, 2024 to May 15, 2024factForm ADV
← SLOAN, PHILIP, BERNARDOwnerSHAREHOLDER AND SENIOR WEALTH MANAGER, ownership code NA, individual
Feb 26, 2024 to May 15, 2024factForm ADV
← DI GIULIO, MARGARET, SUZANNEOwnerSHAREHOLDER AND CHIEF OPERATING OFFICER, ownership code NA, individual
Feb 26, 2024 to May 15, 2024factForm ADV

Dated events

Occurred
Apr 15, 2025
Advisor changed firm
Joshua Walters left Nadler Financial Group, Inc. for Lpl Financial Llc (registered 2025-05-02)
Form ADVobserved 5 days ago
Occurred
Jan 10, 2023
Advisor changed firm
Lauren Ashleigh Rosberg left Nadler Financial Group, Inc. for Mercer Global Advisors Inc. (registered 2023-01-27)
Form ADVobserved 5 days ago
Occurred
Oct 3, 2022
Advisor changed firm
Richert John Hart left Nadler Financial Group, Inc. for Missionsquare Retirement (registered 2022-10-05)
Form ADVobserved 5 days ago
Occurred
Mar 10, 2020
Regulatory AUM changed
Nadler Financial Group, Inc. reported RAUM $1.0B, up 38% from $749.3M (2019-03-12 to 2020-03-10)
Form ADVobserved 5 days ago
$281M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7e0bd60-4ccc-8ec5-2144-813083f6fda7
First observed: Feb 10, 2012
Last observed: Aug 31, 2026 20 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NADLER FINANCIAL GROUP, INC.

CRD 122617

DEERFIELD, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e7e0bd60-4ccc-8ec5-2144-813083f6fda7

Data as of Aug 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:01 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL AARON NADLER

Certified Financial Planner|Personal Financial Specialist

DEERFIELD, IL

yes

KATIE MARIE KRASE

n/a

DEERFIELD, IL

n/a

yes

REBECCA SARAH RAFF

Certified Financial Planner

DEERFIELD, IL

n/a

yes

DAVID KAIFEL ROSENBERG

n/a

DEERFIELD, IL | LOS ANGELES, CA

n/a

yes

PHILIP BERNARD SLOAN

Certified Financial Planner|Chartered Financial Consultant|Personal Financial Specialist

DEERFIELD, IL

n/a

yes

Gregory William Foss

n/a

DEERFIELD, IL

n/a

yes

Cynthia Louise Schulze

n/a

DEERFIELD, IL

n/a

yes

Alan Robert Chambers

n/a

DEERFIELD, IL

n/a

yes

Eric James Miller

Certified Financial Planner

DEERFIELD, IL

yes

William Paul Clark

Certified Financial Planner

DEERFIELD, IL

yes

TIMOTHY HERBERT HATTENDORF

n/a

DEERFIELD, IL

n/a

yes

Ari Max Nadler

n/a

DEERFIELD, IL

n/a

Nancy Jane Fehrenbach

Certified Financial Planner|Chartered Financial Analyst

DEERFIELD, IL

yes

Kimberly Tsarpalas Stacy

n/a

DEERFIELD, IL

n/a

yes

Zachary John Zewiske

Certified Financial Planner

DEERFIELD, IL

yes

Samuel Michael Velblum

n/a

DEERFIELD, IL

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

NADLER, MICHAEL, AARON

OWNER / PRESIDENT / CHIEF COMPLIANCE OFFICER

yes

01/2000

Aug 31, 2026

DI GIULIO, MARGARET, SUZANNE

SHAREHOLDER AND CHIEF OPERATING OFFICER

01/2024

Aug 31, 2026

Foss, Gregory, William

DIRECTOR OF RETIREMENT PLAN SERVICES AND SHAREHOLDER

01/2025

Aug 31, 2026

KRASE, KATIE, MARIE

DIRECTOR OF COMPLIANCE AND SHAREHOLDER

07/2021

Aug 31, 2026

RAFF, REBECCA, SARAH

MANAGING DIRECTOR AND SHAREHOLDER

07/2021

Aug 31, 2026

ROSENBERG, DAVID, KAIFEL

CO-CHIEF INVESTMENT OFFICER AND SHAREHOLDER MANAGER

07/2021

Aug 31, 2026

DUTILE, DANIEL, JAMES

SHAREHOLDER AND SENIOR WEALTH MANAGER

01/2024

Feb 26, 2024

May 15, 2024

SLOAN, PHILIP, BERNARD

SHAREHOLDER AND SENIOR WEALTH MANAGER

01/2024

Feb 26, 2024

May 15, 2024

City

State

Country

Employees

Also broker-dealer

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 10, 2026

$2.2B

n/a

2024

Feb 22, 2025

$1.9B

n/a

2023

Feb 26, 2024

$1.6B

n/a

2022

Feb 25, 2023

$1.3B

n/a

2021

Mar 16, 2022

$1.4B

n/a

2020

Mar 10, 2021

$1.2B

n/a

2019

Mar 10, 2020

$1.0B

n/a

2018

Mar 12, 2019

$749M

n/a

2017

Feb 27, 2018

$738M

n/a

2016

Feb 3, 2017

$618M

n/a

2015

Feb 9, 2016

$550M

n/a

2014

Feb 6, 2015

$502M

n/a

2013

Mar 20, 2014

$438M

$431M

n/a

2012

Feb 6, 2013

$377M

$358M

n/a

2011

Feb 10, 2012

$373M

$309M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.2B

$1.9B

13.9%

$1.3B

18.4%