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W•••• J• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

W•••• J• W•••

Advisor at H•••••• I••••••••• S•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:4bfb1c48-2169-223e-b638-8b320f545156

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• I••••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 3, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• I••••••••• S•••••••• L••	Independent wealth	May 26, 2017	n/a	yes	OAKBROOK TERRACE, IL\|Willow Springs, IL\|DeKalb, IL	Current employment
C•••••••• F•••••••• G•••• A•••••••	Former SEC adviser	Sep 18, 2000	Aug 21, 2018	no	SYCAMORE, IL\|SYCAMORE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F•••••••• G•••• A•••••••	H•••••• I••••••••• S•••••••• L••	Aug 21, 2018	May 26, 2017	-452	Firm change after gap	Other

Relationships

Registered with (2)

→ H•••••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
May 26, 2017 to presentfactForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
Sep 18, 2000 to Aug 21, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4bfb1c48-2169-223e-b638-8b320f545156
First observed: Sep 18, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.