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Advisor at CREATIVE PLANNING
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CREATIVE PLANNING | Independent wealth | Mar 11, 2019 | n/a | yes | OVERLAND PARK, KS | Current employment |
| FISHER INVESTMENTS | Independent wealth | Jan 9, 2019 | Mar 15, 2019 | no | OVERLAND PARK, KS|PLANO, TX | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | May 3, 2012 | Jan 18, 2019 | no | OVERLAND PARK, KS | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | May 3, 2012 | Jan 18, 2019 | no | Overland Park, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | CREATIVE PLANNING | Mar 15, 2019 | Mar 11, 2019 | -4 | Firm change | RIA to RIA |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Jan 18, 2019 | May 3, 2012 | -2,451 | Channel change | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Jan 18, 2019 | May 3, 2012 | -2,451 | Firm change after gap | Other |