DFX Intelligence

K•••• D•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

K•••• D•••••• M••••••

Advisor at E••••• J••••

AUSTIN, TX

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Search this name across graphsid dfx:ria:4bfe5f47-8714-39d3-3acf-0dd25e0bba57

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 16, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Feb 26, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Jan 3, 2007	n/a	yes	AUSTIN, TX	Current employment
E•••••• A•••••••• L•••	Independent wealth	Jul 16, 2002	Jan 26, 2004	no	AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• A•••••••• L•••	E••••• J••••	Jan 26, 2004	Jan 3, 2007	1,073	Firm change after gap	RIA to ibd

Relationships

Registered with (2)

→ E••••• J••••Registered adviserregistration: current employment
Jan 3, 2007 to presentfactForm ADV
→ E•••••• A•••••••• L•••Registered adviserregistration: previous registration
Jul 16, 2002 to Jan 26, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4bfe5f47-8714-39d3-3acf-0dd25e0bba57
First observed: Jul 16, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.