DFX Intelligence

E•••••• A•••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

E•••••• A•••••••• L•••

CRD 115371

WEST LAKE HILLS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7e08ff81-f253-9ea4-320f-8265e5a5f380

Data as of Aug 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 2
On other graphs: 1
Observed: Feb 8, 2022 to Aug 25, 2026
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

record 97a1a871

shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $340M••• Locked
Discretionary RAUM: $335M
Private client RAUM: $315Mderived••• Locked
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $42.5Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••• T••••• M•••••	n/a	WEST LAKE HILLS, TX	20	34	n/a	no
B•••• T•••• B••••••	n/a	WEST LAKE HILLS, TX	20	32

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• B••••• T••••	REGISTERED PRINCIPAL	Na	yes	02/2004	Feb 8, 2022	Oct 10, 2024
E•••••• F••••••••• L••	SOLE MEMBER/SHAREHOLDER	E	yes	01/2001	Feb 8, 2022	Oct 10, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•••••• I•••••••• A•••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 18, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$340M	$300M	13.3%	$144M	33.2%	8	8	0	0

Relationships

Registered with (12)

← C••••• D•••• B•••••Advisorregistration: current employment
Aug 17, 2026 to presentfactForm ADV
← G•••• D••••Advisorregistration: current employment
Sep 30, 2024 to presentfactForm ADV
← C•••••• B••••••• N•••Advisorregistration: current employment
Aug 29, 2024 to presentfactForm ADV
← T••••• M•••••• S••••••

Dated events

Occurred
Feb 13, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$100M
Occurred
Feb 8, 2022
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e08ff81-f253-9ea4-320f-8265e5a5f380
First observed: Feb 8, 2022
Last observed: Aug 25, 2026 29 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.