DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

Tamara K Wiley

Advisor at CETERA INVESTMENT ADVISERS LLC

Oswego, IL | Yorkville, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4c07af57-1ae5-80c2-942d-583a0d0e5cfb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 1, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 28, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Feb 28, 2001
First registration: Jul 1, 2010
Dual registered: yes, broker-dealer
Other names: TAMARA SUE KINGSTON|TAMARA KINGSTON WILEY
IAPD individual key: 4341351

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	Yorkville, IL\|Oswego, IL	Current employment
EDWARD JONES	National bd RIA	Apr 15, 2016	Apr 19, 2022	no	OSWEGO, IL\|YORKVILLE, IL\|ST LOUIS, MO\|AURORA, IL	Previous registration
RIVER STREET ADVISORS, LLC	Independent wealth	May 28, 2014	Apr 5, 2016	no	AURORA, IL	Previous registration
CALAMOS WEALTH MANAGEMENT LLC	Independent wealth	Jul 1, 2010	May 15, 2014	no	NAPERVILLE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	CETERA INVESTMENT ADVISERS LLC	Apr 19, 2022	Jun 29, 2023	436	Firm change after gap	Ibd to ibd
RIVER STREET ADVISORS, LLC	EDWARD JONES	Apr 5, 2016	Apr 15, 2016	10	Firm change	Other
CALAMOS WEALTH MANAGEMENT LLC	RIVER STREET ADVISORS, LLC	May 15, 2014	May 28, 2014	13	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 15, 2016 to Apr 19, 2022factForm ADV
→ RIVER STREET ADVISORS, LLCRegistered adviserregistration: previous registration
May 28, 2014 to Apr 5, 2016factForm ADV
→ CALAMOS WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 1, 2010 to May 15, 2014factForm ADV

Dated events

Occurred
Apr 19, 2022
Advisor changed firm
Tamara K Wiley left Edward Jones for Cetera Investment Advisers Llc (registered 2023-06-29)
Form ADVobserved 5 days ago