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Advisor at LPL FINANCIAL LLC
HORSHAM, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 30, 2016 | n/a | yes | HORSHAM, PA|HORSHAM, PA | Current employment |
| PILLAR WEALTH ADVISORS, LLC | Former SEC adviser | Jan 6, 2012 | Sep 27, 2016 | no | WEST CHESTER, PA | Previous registration |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Oct 14, 2011 | Sep 2, 2016 | no | CONSHOHOCKEN, PA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Nov 12, 2008 | Sep 30, 2011 | no | MT LAUREL, NJ | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | May 11, 2007 | Jun 10, 2008 | no | Marlton, NJ|KING OF PRUSSIA, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PILLAR WEALTH ADVISORS, LLC | LPL FINANCIAL LLC | Sep 27, 2016 | Aug 30, 2016 | -28 | Firm change | Other |
| HORNOR, TOWNSEND & KENT, LLC | PILLAR WEALTH ADVISORS, LLC | Sep 2, 2016 | Jan 6, 2012 | -1,701 | Firm change after gap | Other |
| CETERA ADVISOR NETWORKS LLC | HORNOR, TOWNSEND & KENT, LLC | Sep 30, 2011 | Oct 14, 2011 | 14 | Firm change | Other |
| PRINCIPAL SECURITIES, INC. | CETERA ADVISOR NETWORKS LLC | Jun 10, 2008 | Nov 12, 2008 | 155 | Firm change | Other |