DFX Intelligence

P••••• W••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

P••••• W••••• A•••••••• L••

CRD 159642

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Search this name across graphsid dfx:ria:7b17c0d6-7ed7-7df9-7103-9749109a3e3a

Data as of Mar 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 9
On other graphs: 0
Observed: Nov 23, 2011 to Mar 28, 2024
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $296M••• Locked
Discretionary RAUM: $294M
Private client RAUM: $287Mderived••• Locked
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• M••••••• C•••••	PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, AND MANAGING MEMBER	D	yes	12/2011	Dec 9, 2011	Mar 28, 2024
C••••• R••••••• C••••••	CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER AND MEMBER	D	yes	12/2011	Dec 9, 2011	Mar 28, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Chalfont	Pa	United States	3	yes
WEST CHESTER	Pa	United States	3	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$296M	$249M	18.9%	$222M	10.0%	8	8	2	2

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
J••••• C•••••• M••••••••• L••	2	Dec 2, 2024	Jun 6, 2024	KENNETT SQUARE, PA	Team lift out	RIA to RIA	100.0%
J••••• C•••••• M••••••••• L••	2	Oct 31, 2024	Jun 4, 2024

Relationships

Controls (2)

← B•••• M••••••• C•••••OwnerPRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, AND MANAGING MEMBER, ownership code D, individual
Dec 9, 2011 to presentfactForm ADV
← C••••• R••••••• C••••••OwnerCHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER AND MEMBER, ownership code D, individual
Dec 9, 2011 to presentfactForm ADV

Registered with (8)

← M•••••• C••••• B•••Advisorregistration: previous registration
Dec 9, 2011 to Dec 2, 2024factForm ADV
← B•••••• M•••••• B•••

Dated events

Occurred
Dec 2, 2024
Team lift-out
••• Locked
Form ADVobserved 6 days ago
2 advisors
Occurred
Dec 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 31, 2024
Team lift-out

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7b17c0d6-7ed7-7df9-7103-9749109a3e3a
First observed: Nov 23, 2011
Last observed: Mar 28, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.