DFX Intelligence

M•••••• L•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

M•••••• L•••• W•••••

Advisor at S••• R••••••••• S•••••••••

SARASOTA, FL

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Search this name across graphsid dfx:ria:4c0b9aac-08f5-dc51-16b8-d913b2be3ccd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 4, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• R••••••••• S•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••• R••••••••• S•••••••••	State registered	Jul 18, 2024	n/a	yes	SARASOTA, FL	Current employment
S••••• H••• F•••••••• P•••••••• L••	Independent wealth	Jun 4, 2018	Dec 31, 2024	no	SEBRING, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• H••• F•••••••• P•••••••• L••	S••• R••••••••• S•••••••••	Dec 31, 2024	Jul 18, 2024	-166	Firm change after gap	RIA to state RIA

Relationships

Registered with (2)

→ S••• R••••••••• S•••••••••Registered adviserregistration: current employment
Jul 18, 2024 to presentfactForm ADV
→ S••••• H••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Jun 4, 2018 to Dec 31, 2024factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c0b9aac-08f5-dc51-16b8-d913b2be3ccd
First observed: Jun 4, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.