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CRD 163454
SEBRING, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| G••••• D•••• L••••• | n/a | SEBRING, FL | 13 | 23 | 4 | no |
| J••• W•••••• S••••• | n/a | SEBRING, FL | 13 | 29 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| F•••• G•••••• L•• | Owner | D | yes | 02/2021 | Mar 30, 2021 | Oct 1, 2024 |
| F••••• M••••••• D••••• | Owner | E | yes | 04/2010 | Oct 10, 2019 | Oct 1, 2024 |
| L•••••• G•••••• D•••• |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| H•••••••• T•• A•• A••••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| P••••••• F•••••••• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $128M | $364M | -64.8% | $243M | -19.2% | 5 | 10 | 0 | 0 |
| no |
| P•••••• W•••• S•••••• | n/a | SEBRING, FL | 2 | 28 | 1 | no |
| Owner |
| E |
| yes |
| 10/2015 |
| Jun 3, 2018 |
| Oct 1, 2024 |
| S•••••• J•••• W•••••• | Owner | E | yes | 05/2018 | Jun 3, 2018 | Oct 1, 2024 |
| J••• 3••• L•• | Owner | B | no | 02/2021 | Mar 30, 2021 | Oct 1, 2024 |
| L••••• C••••••• I••• | Owner | B | no | 02/2021 | Mar 30, 2021 | Oct 1, 2024 |
| S•••••• L••••• M•••••• | CHIEF COMPLIANCE OFFICER | Na | no | 08/2024 | Mar 30, 2021 | Oct 1, 2024 |
| $128M |
| $128M |
| 5 |
| 3 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 28, 2025 | $364M | $364M | 10 | 5 | 0 | n/a | n/a |
| 2023 | Mar 25, 2024 | $284M | $284M | 9 | 5 | 0 | n/a | n/a |
| 2022 | Mar 30, 2023 | $243M | $243M | 9 | 5 | 0 | n/a | n/a |
| 2021 | Mar 25, 2022 | $240M | $240M | 9 | 5 | 0 | n/a | n/a |
| 2020 | Mar 30, 2021 | $192M | $192M | 9 | 5 | 0 | n/a | n/a |
| 2019 | Mar 18, 2020 | $161M | $161M | 5 | 5 | 0 | n/a | n/a |
| 2018 | Mar 31, 2019 | $121M | $121M | 5 | 5 | 0 | n/a | n/a |