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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

DANIEL JAY COTTON

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

PLYMOUTH, MN | BURLINGTON, MA

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Search this name across graphsid dfx:ria:4c0e51de-eb96-0e3a-4e85-cf2e2723fbc6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 3, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 11, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 11, 1991
First registration: Sep 3, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 2103361

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Sep 22, 2022	n/a	yes	PLYMOUTH, MN\|BURLINGTON, MA	Current employment
PINNACLE PRIVATE WEALTH, LLC	Former SEC adviser	Mar 14, 2014	Sep 22, 2022	no	WOBURN, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 4, 2009	Oct 28, 2015	no	WOBURN, MA\|SAN DIEGO, CA\|WOBURN, MA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	Nov 20, 2007	no	BEVERLY, MA\|BURLINGTON, MA\|BEVERLY, MA\|BEVERLY, MA\|HAMILTON, MA\|MELROSE, MA\|BEVERLY, MA	Previous registration
QUICK & REILLY, INC.	n/a	Sep 3, 2004	Oct 20, 2004	no	CAMBRIDGE, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PINNACLE PRIVATE WEALTH, LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Sep 22, 2022	Sep 22, 2022	0	Firm change	RIA to ibd
LPL FINANCIAL LLC	PINNACLE PRIVATE WEALTH, LLC	Oct 28, 2015	Mar 14, 2014	-593	Firm change after gap	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	LPL FINANCIAL LLC	Nov 20, 2007	Jun 4, 2009	562	Firm change after gap	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
170315:116407:MA:2022-09-22	Sep 22, 2022	Sep 22, 2022	WOBURN, MA	Firm change
6413:170315:MA:2015-10-28	Oct 28, 2015	Mar 14, 2014	WOBURN, MA	Firm change after gap

Relationships

Registered with (5)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Sep 22, 2022 to presentfactForm ADV
→ PINNACLE PRIVATE WEALTH, LLCRegistered adviserregistration: previous registration
Mar 14, 2014 to Sep 22, 2022factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 4, 2009 to Oct 28, 2015factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Nov 20, 2007factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Sep 3, 2004 to Oct 20, 2004factForm ADV

Dated events

Occurred
Sep 22, 2022
Advisor changed firm
Daniel Jay Cotton left Pinnacle Private Wealth, Llc for Wealth Enhancement Advisory Services, Llc (registered 2022-09-22)
Form ADVobserved 4 days ago