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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PINNACLE PRIVATE WEALTH, LLC

CRD 170315

BURLINGTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff8ddf07-fa57-9ba2-642d-024b0e29b9d1

Data as of Apr 22, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 20
On other graphs: 0
Observed: Dec 1, 2015 to Apr 22, 2022
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $820MItem 5.F on the latest filing (2022-04-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $518M
Private client RAUM: $820MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees: 13
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,975
Individual clients: 773
High net worth clients: 125
Custody, client assets: $51.6M
SEC number: 801-107018
CRD: 170315
Filings on the tape: 19
First filed: Dec 1, 2015
Latest filed: Apr 22, 2022
Organised: Limited Liability Company, Massachusetts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COTTON, DANIEL, JAY	MANAGING PARTNER / CHIEF COMPLIANCE OFFICER	D	yes	06/2009	Dec 1, 2015	Apr 22, 2022
DUDLEY, MYLES, JUSTIN	MANAGING PARTNER	D	yes	06/2009	Dec 1, 2015	Apr 22, 2022

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Andover	Ma	United States	2	yes
Needham	Ma	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 18, 2022	$820M	$518M	17	13	1	n/a	n/a
2020	Mar 17, 2021	$760M	$460M	18	14	2	n/a	n/a
2019	Feb 12, 2020	$461M	$430M	14	12	2	n/a	n/a
2018	Mar 11, 2019	$327M	$327M	15	12	1	n/a	n/a
2017	Jan 24, 2018	$302M	$258M	16	14	2	n/a	n/a
2016	Mar 30, 2017	$170M	$170M	19	8	n/a	n/a	n/a
2015	Mar 25, 2016	$140M	$140M	6	5	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$820M	$760M	8.0%	$327M	35.9%	17	18	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	7	Sep 22, 2022	Jan 5, 2026	BURLINGTON, MA	Firm absorbed	RIA to ibd	87.5%
U.S. CAPITAL WEALTH ADVISORS, LLC	4	Sep 8, 2022	Oct 31, 2022	BURLINGTON, MA	Team lift out	RIA to ibd	30.8%
ALTA WEALTH ADVISORS LLC	4	May 23, 2018	Apr 30, 2018	BURLINGTON, MA	Team lift out	RIA to new firm	28.6%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RPG FAMILY WEALTH ADVISORY, LLC	2	Jun 6, 2018	May 31, 2018	BURLINGTON, MA	Team lift out	RIA to RIA	28.6%
SANTANDER SECURITIES	3	Dec 21, 2016	Dec 15, 2016	WORCESTER, MA	Team lift out	Other	1.9%
LPL FINANCIAL LLC	2	Oct 28, 2015	Mar 14, 2014	WOBURN, MA	Team lift out	Other	0.0%

Relationships

Controls (2)

← COTTON, DANIEL, JAYOwnerMANAGING PARTNER / CHIEF COMPLIANCE OFFICER, ownership code D, individual
Dec 1, 2015 to presentfactForm ADV
← DUDLEY, MYLES, JUSTINOwnerMANAGING PARTNER, ownership code D, individual
Dec 1, 2015 to presentfactForm ADV

Moved with (6)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviser7 advisors, firm absorbed, same day
Sep 22, 2022 to Jan 5, 2026factForm ADV
→ U.S. CAPITAL WEALTH ADVISORS, LLCRegistered adviser4 advisors, team lift out
Sep 8, 2022 to Oct 31, 2022factForm ADV
← RPG FAMILY WEALTH ADVISORY, LLCRegistered adviser2 advisors, team lift out, same day
Jun 6, 2018 to May 31, 2018factForm ADV
→ ALTA WEALTH ADVISORS LLCRegistered adviser4 advisors, team lift out, same day
May 23, 2018 to Apr 30, 2018factForm ADV
← SANTANDER SECURITIESRegistered adviser3 advisors, team lift out, same day
Dec 21, 2016 to Dec 15, 2016factForm ADV
← LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
Oct 28, 2015 to Mar 14, 2014factForm ADV

Registered with (21)

← Edward F SilbertAdvisorregistration: previous registration
Jan 11, 2019 to Sep 22, 2022factForm ADV
← DANIEL JAY COTTONAdvisorregistration: previous registration
Mar 14, 2014 to Sep 22, 2022factForm ADV
← MICHAEL EDWARD CARLSONAdvisorregistration: previous registration
May 20, 2015 to Sep 22, 2022factForm ADV
← SAMUEL MCMANUS KIEFERAdvisorregistration: previous registration
May 31, 2018 to Sep 22, 2022factForm ADV
← Joseph SicilianoAdvisorregistration: previous registration
May 20, 2015 to Sep 22, 2022factForm ADV
← MYLES DUDLEYAdvisorregistration: previous registration
Mar 14, 2014 to Sep 22, 2022factForm ADV
← BRIAN DUDLEYAdvisorregistration: previous registration
Dec 15, 2016 to Sep 22, 2022factForm ADV
← ALICE MOBBS MCELHINNEYAdvisorregistration: previous registration
Apr 25, 2017 to Sep 22, 2022factForm ADV
← DEBORAH L RAYAdvisorregistration: previous registration
Mar 1, 2019 to Sep 12, 2022factForm ADV
← MICHAEL FRANCIS O'CONNORAdvisorregistration: previous registration
Nov 19, 2018 to Sep 8, 2022factForm ADV
← BRADLEY WAYNE SMALLAdvisorregistration: previous registration
Jul 9, 2020 to Sep 8, 2022factForm ADV
← DANIEL JOSEPH SEXTONAdvisorregistration: previous registration
Mar 16, 2020 to Sep 8, 2022factForm ADV
← HUGH PATRICK MAGINNISAdvisorregistration: previous registration
May 31, 2018 to Sep 8, 2022factForm ADV
← THOMAS FRANCES ALESSIAdvisorregistration: previous registration
Jan 24, 2018 to Aug 11, 2022factForm ADV
← ANTHONY J DEPINTOAdvisorregistration: previous registration
Oct 26, 2017 to Oct 10, 2018factForm ADV
← MICHAEL DOMINIC VITIAdvisorregistration: previous registration
Jul 7, 2015 to May 23, 2018factForm ADV
← JUDITH T OSBORNAdvisorregistration: previous registration
May 24, 2017 to May 23, 2018factForm ADV
← VINCENZO STUTOAdvisorregistration: previous registration
Dec 15, 2016 to May 23, 2018factForm ADV
← GREGORY TAUB OSBORNAdvisorregistration: previous registration
May 24, 2017 to May 23, 2018factForm ADV
← BRYAN PARKSAdvisorregistration: previous registration
Jun 1, 2017 to May 23, 2018factForm ADV
← PAUL M BRISSENDENAdvisorregistration: previous registration
Dec 15, 2016 to May 23, 2018factForm ADV

Dated events

Occurred
Sep 22, 2022
Firm absorbed
Pinnacle Private Wealth, LLC's advisors moved to Wealth Enhancement Advisory Services, LLC (Burlington, MA): 7 of 8 registered, on the same day
Form ADVobserved 4 days ago
7 advisors
Occurred
Sep 22, 2022
Advisor changed firm
Alice Mobbs Mcelhinney left Pinnacle Private Wealth, Llc for Wealth Enhancement Advisory Services, Llc (registered 2022-09-22)
Form ADVobserved 4 days ago
Occurred
Sep 22, 2022
Advisor changed firm
Michael Edward Carlson left Pinnacle Private Wealth, Llc for Lpl Financial Llc (registered 2016-05-25)
Form ADVobserved 4 days ago
Occurred
Sep 22, 2022
Advisor changed firm
Samuel Mcmanus Kiefer left Pinnacle Private Wealth, Llc for Wealth Enhancement Advisory Services, Llc (registered 2022-09-19)
Form ADVobserved 4 days ago
Occurred
Sep 22, 2022
Advisor changed firm
Daniel Jay Cotton left Pinnacle Private Wealth, Llc for Wealth Enhancement Advisory Services, Llc (registered 2022-09-22)
Form ADVobserved 4 days ago
Occurred
Sep 22, 2022
Advisor changed firm
Joseph Siciliano left Pinnacle Private Wealth, Llc for Wealth Enhancement Advisory Services, Llc (registered 2022-09-27)
Form ADVobserved 4 days ago
Occurred
Sep 22, 2022
Advisor changed firm
Edward F Silbert left Pinnacle Private Wealth, Llc for Wealth Enhancement Advisory Services, Llc (registered 2022-09-22)
Form ADVobserved 4 days ago
Occurred
Sep 22, 2022
Advisor changed firm
Brian Dudley left Pinnacle Private Wealth, Llc for Wealth Enhancement Advisory Services, Llc (registered 2022-09-22)
Form ADVobserved 4 days ago
Occurred
Sep 22, 2022
Advisor changed firm
Myles Dudley left Pinnacle Private Wealth, Llc for Wealth Enhancement Advisory Services, Llc (registered 2026-01-05)
Form ADVobserved 4 days ago
Occurred
Sep 12, 2022
Advisor changed firm
Deborah L Ray left Pinnacle Private Wealth, Llc for U.S. Capital Wealth Advisors, Llc (registered 2022-08-31)
Form ADVobserved 4 days ago
Occurred
Sep 8, 2022
Team lift-out
4 advisors left Pinnacle Private Wealth, LLC (Burlington, MA) for U.S. Capital Wealth Advisors, LLC within 4 days
Form ADVobserved 4 days ago
4 advisors
Occurred
Sep 8, 2022
Advisor changed firm
Daniel Joseph Sexton left Pinnacle Private Wealth, Llc for U.S. Capital Wealth Advisors, Llc (registered 2022-10-31)
Form ADVobserved 4 days ago
Occurred
Sep 8, 2022
Advisor changed firm
Michael Francis O'Connor left Pinnacle Private Wealth, Llc for U.S. Capital Wealth Advisors, Llc (registered 2022-08-29)
Form ADVobserved 4 days ago
Occurred
Sep 8, 2022
Advisor changed firm
Hugh Patrick Maginnis left Pinnacle Private Wealth, Llc for U.S. Capital Wealth Advisors, Llc (registered 2022-08-30)
Form ADVobserved 4 days ago
Occurred
Sep 8, 2022
Advisor changed firm
Bradley Wayne Small left Pinnacle Private Wealth, Llc for Thrivent Advisor Network, Llc (registered 2022-09-13)
Form ADVobserved 4 days ago
Occurred
Aug 11, 2022
Advisor changed firm
Thomas Frances Alessi left Pinnacle Private Wealth, Llc for Empirical Asset Management, Llc (registered 2022-06-28)
Form ADVobserved 4 days ago
Occurred
Mar 17, 2021
Regulatory AUM changed
Pinnacle Private Wealth, Llc reported RAUM $759.6M, up 65% from $460.9M (2020-09-24 to 2021-03-17)
Form ADVobserved 4 days ago
$299M
Occurred
Feb 12, 2020
Regulatory AUM changed
Pinnacle Private Wealth, Llc reported RAUM $460.9M, up 41% from $327.0M (2019-11-10 to 2020-02-12)
Form ADVobserved 4 days ago
$134M
Occurred
Jan 24, 2018
Regulatory AUM changed
Pinnacle Private Wealth, Llc reported RAUM $302.0M, up 78% from $170.0M (2017-04-17 to 2018-01-24)
Form ADVobserved 4 days ago
$132M
Occurred
Dec 1, 2015
First Form ADV filing
Pinnacle Private Wealth, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ff8ddf07-fa57-9ba2-642d-024b0e29b9d1
First observed: Dec 1, 2015
Last observed: Apr 22, 2022 53 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PINNACLE PRIVATE WEALTH, LLC

CRD 170315

BURLINGTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ff8ddf07-fa57-9ba2-642d-024b0e29b9d1

Data as of Apr 22, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COTTON, DANIEL, JAY

MANAGING PARTNER / CHIEF COMPLIANCE OFFICER

yes

06/2009

Dec 1, 2015

Apr 22, 2022

DUDLEY, MYLES, JUSTIN

MANAGING PARTNER

yes

06/2009

Dec 1, 2015

Apr 22, 2022

City

State

Country

Employees

Also broker-dealer

Andover

United States

yes

Needham

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 18, 2022

$820M

$518M

n/a

2020

Mar 17, 2021

$760M

$460M

n/a

2019

Feb 12, 2020

$461M

$430M

n/a

2018

Mar 11, 2019

$327M

n/a

2017

Jan 24, 2018

$302M

$258M

n/a

2016

Mar 30, 2017

$170M

n/a

2015

Mar 25, 2016

$140M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$820M

$760M

8.0%

$327M

35.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Sep 22, 2022

Jan 5, 2026

BURLINGTON, MA

Firm absorbed

RIA to ibd

87.5%

U.S. CAPITAL WEALTH ADVISORS, LLC

Sep 8, 2022

Oct 31, 2022

BURLINGTON, MA

Team lift out

RIA to ibd

30.8%

ALTA WEALTH ADVISORS LLC

May 23, 2018

Apr 30, 2018

BURLINGTON, MA

Team lift out

RIA to new firm

28.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RPG FAMILY WEALTH ADVISORY, LLC

Jun 6, 2018

May 31, 2018

BURLINGTON, MA

Team lift out

RIA to RIA

28.6%

SANTANDER SECURITIES

Dec 21, 2016

Dec 15, 2016

WORCESTER, MA

Team lift out

Other

1.9%

LPL FINANCIAL LLC

Oct 28, 2015

Mar 14, 2014

WOBURN, MA

Team lift out

Other

0.0%