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Advisor at R••••••••• C•••••• M•••••••••
NY, NY | New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R••••••••• C•••••• M••••••••• | Bd affiliated wealth | Oct 20, 2025 | n/a | yes | NY, NY | Current employment |
| R••••••••• C•••••• M••••••••• | Bd affiliated wealth | Oct 20, 2025 | n/a | yes | New York, NY|NY, NY | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | R••••••••• C•••••• M••••••••• | Oct 24, 2025 | Oct 20, 2025 | -4 | Firm change | Wirehouse to ibd |
| N•••••••• B••••• B• L•• | M••••• S•••••• | Feb 16, 2016 | Feb 1, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:291361:NY:2025-10-13 | Oct 24, 2025 | Oct 20, 2025 | NEW YORK, NY | Firm change |
| M••••• S•••••• |
| Wirehouse |
| Feb 1, 2016 |
| Oct 24, 2025 |
| no |
| New York, NY |
| Previous registration |
| N•••••••• B••••• B• L•• | No RAUM reported | Jan 10, 2012 | Feb 16, 2016 | no | NEW YORK, NY | Previous registration |
| A••••••••• L••• | Other adviser | Jan 12, 2009 | Jan 18, 2012 | no | NEW YORK, NY | Previous registration |
| -15 |
| Firm change |
| Other |
| A••••••••• L••• | N•••••••• B••••• B• L•• | Jan 18, 2012 | Jan 10, 2012 | -8 | Firm change | Other |