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Advisor at LIFESTYLE ASSET MANAGEMENT, INC.
FRIENDSWOOD, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LIFESTYLE ASSET MANAGEMENT, INC. | Independent wealth | Oct 24, 2017 | n/a | yes | FRIENDSWOOD, TX | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Nov 12, 2020 | Jul 9, 2024 | no | FRIENDSWOOD, TX | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Jan 3, 2007 | Nov 12, 2020 | no | CHESTERFIELD, MO|FRIENDSWOOD, TX|FRIENDSWOOD, TX|Texas City, TX | Previous registration |
| FFP ADVISORY SERVICES INC | n/a | Jul 17, 2002 | Jan 3, 2007 | no | FRIENDSWOOD, TX|FRIENDSWOOD, TX | Previous registration |
| VOYA FINANCIAL PARTNERS, LLC | Former SEC adviser | Apr 11, 1997 | Jul 16, 2002 | no | GALVESTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | n/a | Jul 9, 2024 | n/a | n/a | Departure no registered destination | Departure |
| FIRST ALLIED ADVISORY SERVICES, INC. | LIFESTYLE ASSET MANAGEMENT, INC. | Nov 12, 2020 | Oct 24, 2017 | -1,115 | Firm change after gap | Ibd to RIA |
| FFP ADVISORY SERVICES INC | FIRST ALLIED ADVISORY SERVICES, INC. | Jan 3, 2007 | Jan 3, 2007 | 0 | Bulk transfer | Other |
| VOYA FINANCIAL PARTNERS, LLC | FFP ADVISORY SERVICES INC | Jul 16, 2002 | Jul 17, 2002 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 137888:157450:TX:2020-11-12 | Nov 12, 2020 | Oct 24, 2017 | TEXAS CITY, TX | Firm change after gap |