DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen Louis Fougerousse
Feed of 09/14/2026
Also filed as Steve Fougerousse
At current firm
8 y
since Oct 24, 2017
In the industry
32 y
since Jan 5, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Lifestyle Asset Management, Inc. independent RIA currentsince Oct 24, 2017 · Friendswood, Tx
- Cetera Investment Advisers LLC BD affiliatedNov 12, 2020 to Jul 9, 2024 · Friendswood, Tx
- First Allied Advisory Services, Inc. formerJan 3, 2007 to Nov 12, 2020 · Chesterfield, Mo
- Ffp Advisory Services Inc unclassifiedJul 17, 2002 to Jan 3, 2007 · Friendswood, Tx
- Voya Financial Partners, LLC formerApr 11, 1997 to Jul 16, 2002 · Galveston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to no registered destinationleft Jul 9, 2024 · Departure, no registered destination
- First Allied Advisory Services, Inc. to Lifestyle Asset Management, Inc.left Nov 12, 2020, registered Oct 24, 2017 (-1115 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Ffp Advisory Services Inc to First Allied Advisory Services, Inc.left Jan 3, 2007, registered Jan 3, 2007 (0 days) · corporate re-registration, not a move
- Voya Financial Partners, LLC to Ffp Advisory Services Incleft Jul 16, 2002, registered Jul 17, 2002 (1 days) · Other
Signals
- Stephen Louis Fougerousse no longer registered at Cetera Investment Advisers Llc; no later IA registration on IAPDJul 9, 2024 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address