DFX Intelligence

W••••• W•••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

W••••• W•••••• P•••••••

Advisor at C••••• P••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4c2bf696-ed7c-1174-d08d-f6850a98fab2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 26, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 23, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• R••••••••• P••• C•••••••••	Institutional manager	Jul 11, 2022	n/a	yes	NORFOLK, VA\|NEW YORK, NY	Current employment
C••••• P••••••• L••	Independent wealth	Jun 17, 2022	n/a	yes	Richmond, VA\|NORFOLK, VA\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• R••••••••• I••••••••• A•••••••	C••••• P••••••• L••	Sep 2, 2022	Jun 17, 2022	-77	Firm change after gap	RIA to RIA
W•••••• • R•••	P•••••••• R••••••••• I••••••••• A•••••••	Oct 5, 2015	Oct 8, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
145076:151559:VA:2022-09-02	Sep 2, 2022	Jun 17, 2022	NORFOLK, VA	Firm change after gap

Relationships

Registered with (7)

→ C••••• P••••••• R••••••••• P••• C•••••••••Registered adviserregistration: current employment
Jul 11, 2022 to presentfactForm ADV
→ C••••• P••••••• L••Registered adviserregistration: current employment
Jun 17, 2022 to presentfactForm ADV
→ P•••••••• R••••••••• I••••••••• A•••••••Registered adviserregistration: previous registration
Oct 8, 2015 to Sep 2, 2022factForm ADV
→ W•••••• • R•••

Dated events

Occurred
Sep 2, 2022
Advisor changed firm
W••••• W•••••• P••••••• left P•••••••• R••••••••• I••••••••• A••••••• for C••••• P••••••• L•• (registered 2022-06-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c2bf696-ed7c-1174-d08d-f6850a98fab2
First observed: Jan 26, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.