DFX Intelligence

M••• C••••••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner42 years in industry

M••• C••••••••• M•••••

Advisor at W••••••••• A••••••• P••••••• L••

Lynchburg, VA | WEST CHESTER, PA

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Search this name across graphsid dfx:ria:4c337736-7936-9890-2851-989fa1cc1247

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• P••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 29, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Jan 8, 2021	n/a	yes	WEST CHESTER, PA\|Lynchburg, VA	Current employment
W•••• F•••• A•••••••	Wirehouse	Sep 15, 2005	Jan 14, 2021	no	LYNCHBURG, VA\|LYNCHBURG, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	W••••••••• A••••••• P••••••• L••	Jan 14, 2021	Jan 8, 2021	-6	Firm change	Wirehouse to RIA
R•• C•••••• M••••••• L••	W•••• F•••• A•••••••	Sep 23, 2005	Sep 15, 2005

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:171976:VA:2021-01-14	Jan 14, 2021	Jan 8, 2021	LYNCHBURG, VA	Firm change

Relationships

Registered with (3)

→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: current employment
Jan 8, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 15, 2005 to Jan 14, 2021factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
May 1, 2002 to Sep 23, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c337736-7936-9890-2851-989fa1cc1247
First observed: May 1, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.