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Advisor at RBC CAPITAL MARKETS, LLC
Novato, CA | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Nov 19, 2018 | n/a | yes | SAN FRANCISCO, CA|Novato, CA | Current employment |
| STABLEFORD CAPITAL LLC | Independent wealth | Jan 24, 2018 | Nov 19, 2018 | no | San Francisco, CA|SCOTTSDALE, AZ | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | May 27, 2009 | Jun 1, 2017 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STABLEFORD CAPITAL LLC | RBC CAPITAL MARKETS, LLC | Nov 19, 2018 | Nov 19, 2018 | 0 | Firm change | RIA to ibd |
| RBC CAPITAL MARKETS, LLC | STABLEFORD CAPITAL LLC | Jun 1, 2017 | Jan 24, 2018 | 237 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 31194:173383:CA:2017-06-01 | Jun 1, 2017 | Jan 24, 2018 | SAN FRANCISCO, CA | Firm change |