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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

STABLEFORD CAPITAL LLC

CRD 173383

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d4b8d892-c100-e30e-1aac-e675c70c7b21

Data as of Jul 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 5
On other graphs: 1
Observed: Oct 22, 2014 to Jul 10, 2026
35 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

Stableford Capital II LLC

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $305MItem 5.F on the latest filing (2026-07-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $282M
Private client RAUM: $297MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $61.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 254
Individual clients: 42
High net worth clients: 50
Custody, client assets: $7.1M
SEC number: 801-80522
CRD: 173383
Filings on the tape: 35
First filed: Oct 22, 2014
Latest filed: Jul 10, 2026
Organised: Limited Liability Company, AZ
Website: stablefordcapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ANDREW JOSEPH BRINKMAN	n/a	Mill Valley, CA	11	30	2	no
JAMES OHANLON PATTERSON	n/a	Atlanta, GA \| SCOTTSDALE, AZ	11	35	n/a	no
JUSTIN C THOMAS	n/a	FAIRFIELD, CT \| SCOTTSDALE, AZ	10	20	n/a	no
MARK REHN	n/a	SCOTTSDALE, AZ	4	14	n/a	no
Gage Lawrence Boegli	n/a	Scotsdale, AZ	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ANDREW BRINKMAN HOLDINGS LLC	MANAGING MEMBER	E	yes	12/2016	Mar 29, 2024	Mar 29, 2024
BRINKMAN, ANDREW, JOSEPH	MANAGING MEMBER	E	yes	12/2016	Nov 26, 2014	Mar 29, 2024
OPR HOLDINGS LLC	Member	B	no	06/2023	Mar 29, 2024	Mar 29, 2024
REHN, MARK	CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER	Na	no	02/2022	Apr 11, 2022	Mar 29, 2024
THOMAS, JUSTIN, C	Manager	E	no	01/2018	Mar 29, 2024	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
STABLEFORD TAX LLC	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 28, 2026	$305M	$282M	4	3	3	n/a	n/a
2024	Mar 25, 2025	$281M	$272M	5	4	3	n/a	n/a
2023	Mar 29, 2024	$271M	$264M	5	4	3	n/a	n/a
2022	Mar 28, 2023	$255M	$248M	5	4	3	n/a	n/a
2021	Mar 3, 2022	$294M	$286M	5	4	3	n/a	n/a
2020	Mar 31, 2021	$221M	$221M	4	4	3	n/a	n/a
2019	Mar 9, 2020	$205M	$205M	5	5	2	n/a	n/a
2018	Mar 4, 2019	$157M	$154M	5	5	3	n/a	n/a
2017	Mar 27, 2018	$190M	$190M	5	5	3	n/a	n/a
2016	Mar 15, 2017	$134M	$134M	4	4	n/a	n/a	n/a
2015	Mar 30, 2016	$135M	$135M	5	5	n/a	n/a	n/a
2014	Feb 26, 2015	$116M	$116M	6	5	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	20.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$305M	$281M	8.8%	$255M	6.2%	4	5	3	3

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RBC CAPITAL MARKETS, LLC	2	Jun 1, 2017	Jan 24, 2018	SAN FRANCISCO, CA	Team lift out	Other	0.1%

Relationships

Registered with (10)

← Gage Lawrence BoegliAdvisorregistration: current employment
Jul 10, 2026 to presentfactForm ADV
← MARK REHNAdvisorregistration: current employment
Feb 22, 2022 to presentfactForm ADV
← JUSTIN C THOMASAdvisorregistration: current employment
Jul 1, 2016 to presentfactForm ADV
← JAMES OHANLON PATTERSONAdvisorregistration: current employment
Apr 24, 2015 to presentfactForm ADV
← ANDREW JOSEPH BRINKMANAdvisorregistration: current employment
Jan 13, 2015 to presentfactForm ADV
← Nikki Kay PolistinaAdvisorregistration: previous registration
Jun 14, 2018 to Apr 10, 2026factForm ADV
← NATHAN FALDMOAdvisorregistration: previous registration
Jan 13, 2015 to Jun 16, 2020factForm ADV
← DUSTIN JAMES BROWNAdvisorregistration: previous registration
Jan 24, 2018 to Nov 19, 2018factForm ADV
← Polly RichardsonAdvisorregistration: previous registration
Jul 12, 2017 to Aug 2, 2018factForm ADV
← MONIQUE MARIE PRESSLEYAdvisorregistration: previous registration
Jan 13, 2015 to Jun 30, 2016factForm ADV

Owns (3)

← REHN, MARKOwnerCHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER, ownership code NA, individual
Apr 11, 2022 to Mar 29, 2024factForm ADV
← THOMAS, JUSTIN, COwnerMANAGER, ownership code E, individual
Mar 29, 2024 to Mar 29, 2024factForm ADV
← OPR HOLDINGS LLCOwnerMEMBER, ownership code B, domestic entity
Mar 29, 2024 to Mar 29, 2024factForm ADV

Controls (2)

← BRINKMAN, ANDREW, JOSEPHOwnerMANAGING MEMBER, ownership code E, individual
Nov 26, 2014 to Mar 29, 2024factForm ADV
← ANDREW BRINKMAN HOLDINGS LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 29, 2024 to Mar 29, 2024factForm ADV

Moved with (1)

← RBC CAPITAL MARKETS, LLCRegistered adviser2 advisors, team lift out
Jun 1, 2017 to Jan 24, 2018factForm ADV

Dated events

Occurred
Apr 10, 2026
Advisor changed firm
Nikki Kay Polistina left Stableford Capital Llc for Transce3Nd Llc (registered 2026-04-09)
Form ADVobserved 4 days ago
Occurred
Mar 3, 2022
Control person joined
Mark Rehn (Chief Compliance Officer/Chief Financial Officer) appeared on Schedule A of Stableford Capital Llc
Form ADVobserved 4 days ago
Occurred
Jun 19, 2020
Control person left
Nathan Faldmo (Chief Compliance Officer) no longer on Schedule A of Stableford Capital Llc (listed 2020-03-09, absent 2020-06-19)
Form ADVobserved 4 days ago
Occurred
Dec 19, 2016
Succession filed (Item 4)
Stableford Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Oct 22, 2014
First Form ADV filing
Stableford Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d4b8d892-c100-e30e-1aac-e675c70c7b21
First observed: Oct 22, 2014
Last observed: Jul 10, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STABLEFORD CAPITAL LLC

CRD 173383

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d4b8d892-c100-e30e-1aac-e675c70c7b21

Data as of Jul 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:35 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ANDREW JOSEPH BRINKMAN

n/a

Mill Valley, CA

JAMES OHANLON PATTERSON

n/a

Atlanta, GA | SCOTTSDALE, AZ

n/a

JUSTIN C THOMAS

n/a

FAIRFIELD, CT | SCOTTSDALE, AZ

n/a

MARK REHN

n/a

SCOTTSDALE, AZ

n/a

Gage Lawrence Boegli

n/a

Scotsdale, AZ

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ANDREW BRINKMAN HOLDINGS LLC

MANAGING MEMBER

yes

12/2016

Mar 29, 2024

BRINKMAN, ANDREW, JOSEPH

MANAGING MEMBER

yes

12/2016

Nov 26, 2014

Mar 29, 2024

OPR HOLDINGS LLC

Member

06/2023

Mar 29, 2024

REHN, MARK

CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER

02/2022

Apr 11, 2022

Mar 29, 2024

THOMAS, JUSTIN, C

Manager

01/2018

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

STABLEFORD TAX LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 28, 2026

$305M

$282M

n/a

2024

Mar 25, 2025

$281M

$272M

n/a

2023

Mar 29, 2024

$271M

$264M

n/a

2022

Mar 28, 2023

$255M

$248M

n/a

2021

Mar 3, 2022

$294M

$286M

n/a

2020

Mar 31, 2021

$221M

n/a

2019

Mar 9, 2020

$205M

n/a

2018

Mar 4, 2019

$157M

$154M

n/a

2017

Mar 27, 2018

$190M

n/a

2016

Mar 15, 2017

$134M

n/a

2015

Mar 30, 2016

$135M

n/a

2014

Feb 26, 2015

$116M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

20.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$305M

$281M

8.8%

$255M

6.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RBC CAPITAL MARKETS, LLC

Jun 1, 2017

Jan 24, 2018

SAN FRANCISCO, CA

Team lift out

Other

0.1%