DFX Intelligence

L••• F••••• T••••• H•••••••• O•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)12 years in industry

L••• F••••• T••••• H•••••••• O•••••••

Advisor at B••••••• G••••• A•••••••

CORAL GABLES, FL

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Search this name across graphsid dfx:ria:4c394d29-6507-c9de-ce10-c8b6262cb318

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 29, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• G••••• A•••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• G••••• A•••••••	Asset manager	May 27, 2026	n/a	yes	CORAL GABLES, FL	Current employment
B•• P•••••• A•••• M••••••••• U• • L••	Asset manager	Mar 14, 2024	May 6, 2026	no	Miami, FL\|NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• P•••••• A•••• M••••••••• U• • L••	B••••••• G••••• A•••••••	May 6, 2026	May 27, 2026	21	Firm change	Other
C•••••••• G••••• M•••••• I•••	B•• P•••••• A•••• M••••••••• U• • L••	Aug 17, 2021	Mar 14, 2024

Relationships

Registered with (3)

→ B••••••• G••••• A•••••••Registered adviserregistration: current employment
May 27, 2026 to presentfactForm ADV
→ B•• P•••••• A•••• M••••••••• U• • L••Registered adviserregistration: previous registration
Mar 14, 2024 to May 6, 2026factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Jul 29, 2021 to Aug 17, 2021factForm ADV

Dated events

Occurred
May 6, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c394d29-6507-c9de-ce10-c8b6262cb318
First observed: Jul 29, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.