DFX Intelligence

J•••• R• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

J•••• R• M•••••

Advisor at M••••• R••••••••• A•••••••

MANHATTAN BEACH, CA

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Search this name across graphsid dfx:ria:4c3ac5a7-3b78-9515-a5db-7827c4f5540b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• R••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 11, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• R••••••••• A•••••••	Independent wealth	Feb 12, 2015	n/a	yes	MANHATTAN BEACH, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Aug 17, 2005	Jul 14, 2009	no	NEWPORT BEACH, CA\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• R••••••••• A•••••••	Jul 14, 2009	Feb 12, 2015	2,039	Firm change after gap	Wirehouse to RIA
U•• F•••••••• S••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Sep 2, 2005

Relationships

Registered with (3)

→ M••••• R••••••••• A•••••••Registered adviserregistration: current employment
Feb 12, 2015 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 17, 2005 to Jul 14, 2009factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Apr 14, 2003 to Sep 2, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c3ac5a7-3b78-9515-a5db-7827c4f5540b
First observed: Apr 14, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.