DFX Intelligence

J•••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

J•••• S•••••••••

Advisor at I•• C••••••• L••

FOSTER CITY, CA | Los Angeles, CA

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Search this name across graphsid dfx:ria:4c407d06-906e-974b-f68f-0277ac29e416

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Sep 3, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 7, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• C••••••• L••	Independent wealth	May 29, 2026	n/a	yes	Los Angeles, CA\|FOSTER CITY, CA	Current employment
M••••• S••••••	Wirehouse	Oct 25, 2024	May 18, 2026	no	Long Beach, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	I•• C••••••• L••	May 18, 2026	May 29, 2026	11	Firm change	Wirehouse to RIA
J••• M••••• P•••••• W••••• A••••••• L••	J••• M••••• S••••••••• L••	Oct 21, 2024	Mar 8, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:301819:CA:2026-05-06	May 18, 2026	May 29, 2026	LONG BEACH, CA	Firm change
108559:79:CA:2024-10-07	Oct 21, 2024	Mar 8, 2024	LOS ANGELES, CA	Firm change after gap
8174:79:CA:2017-05-11	May 11, 2017	Jun 5, 2017	LOS ANGELES, CA	Firm change
79:8174:CA:2015-06-12	Jun 12, 2015	Jun 30, 2015

Relationships

Registered with (5)

→ I•• C••••••• L••Registered adviserregistration: current employment
May 29, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 25, 2024 to May 18, 2026factForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Apr 25, 2019 to Oct 21, 2024factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
May 18, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 11, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c407d06-906e-974b-f68f-0277ac29e416
First observed: Sep 3, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.