DFX Intelligence

S•••• S•••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

S•••• S•••••• B••••••

Advisor at T•• W••••• A•••••••• I•••

TUCSON, AZ

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Search this name across graphsid dfx:ria:4c4f6a31-dd12-f4e9-5ab5-488ff1cc6b9d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 2, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• W••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• W••••• A•••••••• I•••	Independent wealth	May 13, 2022	n/a	yes	TUCSON, AZ	Current employment
T•• F••••••••• I•••	Former SEC adviser	Jun 14, 2018	Dec 31, 2019	no	TUCSON, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• W••••• A•••••••• I•••	T•• F••••••••• I•••	Feb 27, 2020	Jun 14, 2018	-623	Firm change after gap	Other
T•• F••••••••• I•••	T•• W••••• A•••••••• I•••	Dec 31, 2019	May 13, 2022

Relationships

Registered with (2)

→ T•• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 2, 2017 to Feb 27, 2020factForm ADV
→ T•• F••••••••• I•••Registered adviserregistration: previous registration
Jun 14, 2018 to Dec 31, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c4f6a31-dd12-f4e9-5ab5-488ff1cc6b9d
First observed: Mar 2, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.